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← Non-perturbative spectral gravity measure in the Hilbert-Schmidt Gaussian completion: pro-torsor structure and the obstruction to canonical expectations

Non-perturbative spectral gravity measure in the Hilbert-Schmidt Gaussian completion: pro-torsor structure and the obstruction to canonical expectations

Non-perturbative spectral gravity measure
in the Hilbert–Schmidt Gaussian completion:
pro-torsor structure and the obstruction
to canonical expectations

David Alfyorov, Igor Shnyukov
Independent researchers
davidich.alfyorov@gmail.com

Abstract

We construct rigorous non-perturbative sectorial measures for the spectral action on Dirac operators with compact resolvent within the Hilbert–Schmidt Gaussian completion framework and classify the global obstruction to assembling them into a single functional integral. The naive Euclidean weight exp(Trf(D2/Λ2))\exp(-\operatorname{Tr}f(D^{2}/\Lambda^{2})) is non-coercive and yields a divergent integral; we cure this by introducing a two-sided functional Gaussian reference measure on the Hilbert–Schmidt self-adjoint fluctuation space HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H), with covariance determined by the background spectral data. The completed sectorial measure exists, has finite partition function, and is projectively compatible across spectral truncation ranks. Different background sectors, however, produce mutually singular Gaussian classes (Feldman–Hájek rigidity), preventing the assembly of a single background-independent probability measure within this framework. The resulting global object is a pro-torsor of local completed measure classes equipped with a dual density-valued observable sheaf. We prove a principal no-section theorem: relative to any choice of reference weight Φ\Phi, the bounded density gauge group acts freely on normalized projective representatives, precluding further canonical reduction to a scalar-probability trivialization without additional structure. External scalar completion is classified exactly: it requires sector weights and sectorial terminal densities, subject to a truncation-sufficiency criterion. At finite spectral rank, every separating state-independent selector channel must be injective, hence a tautological re-encoding of the full truncation; under a non-tautology axiom this yields a complete no-go. The one-loop predictions reported in the companion SCT papers are shown to be universally preserved, independent of the choice of Gaussian reference, within the present framework.

Keywords: spectral action, non-perturbative measure, pro-torsor, Feldman–Hájek singularity, density-valued observables, noncommutative geometry

MSC 2020: 81T16, 58J42, 46L87, 28C20, 81T13

1 Introduction

The spectral action principle, introduced by Chamseddine and Connes [15, 16], postulates that the bosonic dynamics of gravity coupled to matter is governed by the functional

S[D]=Trf(D2Λ2),S[D]\;=\;\operatorname{Tr}\,f\!\left(\frac{D^{2}}{\Lambda^{2}}\right), (1)

where DD is the Dirac operator of an almost-commutative spectral triple encoding the Standard Model coupled to Euclidean gravity, Λ\Lambda is a high-energy cutoff scale, and f:[0,)[0,)f\colon[0,\infty)\to[0,\infty) is a positive even Schwartz-class test function. The classical content of this action–the Einstein–Hilbert term, cosmological constant, Higgs potential, and gauge kinetic terms–is recovered from the asymptotic expansion of (1) in powers of Λ2\Lambda^{-2} [16, 14, 28].

While the classical spectral action has been extensively studied, the quantum theory–the functional integral over Dirac operators,

Z=exp(S[D]/)𝒟[D],Z\;=\;\int\exp\!\bigl(-S[D]/\hbar\bigr)\,\mathcal{D}[D], (2)

–remains largely formal. At finite spectral rank, Barrett and Glaser [12] computed the integral over random noncommutative geometries via Monte Carlo methods, and subsequent work by Azarfar–Khalkhali [11] and Perez-Sanchez [25] studied the functional renormalization group for matrix-model truncations. At one loop, van Nuland and van Suijlekom [27] gave a rigorous treatment of one-loop corrections to the spectral action. However, the full non-perturbative measure 𝒟[D]\mathcal{D}[D] on the infinite-dimensional space of Dirac operators has not been constructed.

This paper addresses the non-perturbative measure problem directly. Our main results are:

  1. 1.

    The naive integral (2) diverges: the bare Euclidean weight is bounded below by a positive constant and the configuration space is non-compact (Theorem 2.3).

  2. 2.

    A corrected two-sided functional Gaussian reference measure on the self-adjoint Hilbert–Schmidt fluctuation space HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) yields a well-defined sectorial completed measure for each compact-resolvent background D0D_{0} (Theorem 3.5, Definition 3.6, and Proposition 3.8).

  3. 3.

    Different background sectors produce mutually singular Gaussian classes via Feldman–Hájek rigidity, even for perturbatively adjacent backgrounds (Theorem 4.1, Proposition 4.3). The global object is therefore a pro-torsor of local completed measure classes (Theorem 4.6).

  4. 4.

    Chart-independent expectations of ordinary scalar observables are not canonically defined; only sections of a dual density line pair canonically with the pro-torsor (Theorem 4.8).

  5. 5.

    No internal axiom (symmetry, semiclassical matching, background covariance, finite-observable data, or tail/asymptotic selection) can trivialize the pro-torsor: the bounded density gauge group acts freely on normalized representatives (principal no-section theorem, Theorem 5.10).

  6. 6.

    External scalar completion is classified by sector weights and sectorial terminal densities satisfying a truncation-sufficiency criterion (Theorem 6.1). At finite spectral rank, every separating state-independent selector channel must be injective and hence a tautological re-encoding of the full truncation (Theorem 6.6).

  7. 7.

    All tree-level and one-loop predictions of spectral causal theory are universally preserved, independent of the choice of Gaussian reference (Theorem 3.9).

Contribution. The present work provides the first rigorous construction of non-perturbative sectorial measures for the spectral action, together with a classification of the obstruction–within the Gaussian Hilbert–Schmidt framework–to assembling them into a single background-independent functional integral with ordinary scalar expectations. The positive content is that sectorial measures exist and are projectively compatible. The negative content is that no internal principle can assemble them into a single background-independent probability measure; the missing data is external and precisely classified. This parallels the well-known necessity of boundary data in canonical quantum gravity [26, 7] and holographic settings, but here the necessity emerges as a mathematical theorem within the spectral action framework rather than being imposed as an external assumption.

Status. The pro-torsor construction and the principal no-section theorem are proven unconditionally. The external classification and finite-rank tautology theorem are proven. The full no-go (no admissible non-tautological selector tower) is conditional on an explicit non-tautology axiom. Lorentzian continuation and the interface with the fakeon prescription [9] are not addressed; see Section 9.

The paper is organized as follows. Section 2 recalls the spectral action and proves divergence of the naive integral. Section 3 introduces the corrected Gaussian reference and establishes sectorial existence. Section 4 constructs the pro-torsor and proves the scalar-expectation no-go. Section 5 proves all internal no-go theorems, culminating in the principal no-section theorem. Section 6 classifies external selectors and proves the finite-rank tautology theorem. Section 7 sketches the application to the Standard Model spectral triple. Section 8 compares with other approaches to quantum gravity. Section 9 states what the paper does not show and gives the conclusion.

Figure 1: Logical structure of the paper. The bare spectral action weight is non-coercive and yields a divergent integral. A Gaussian reference cures this sectorially, but the Feldman–Hájek singularity between sectors forces a pro-torsor structure. No internal axiom can trivialize the torsor (principal no-section theorem); external data is classified but constrained to tautological finite-rank channels. All one-loop predictions are universally preserved.

2 The spectral action and its measure problem

2.1 Setup

Let (H,D0,γ,J)(H,D_{0},\gamma,J) be a compact-resolvent even real spectral triple, where HH is a separable Hilbert space, D0D_{0} is a self-adjoint operator with compact resolvent D0en=λnenD_{0}e_{n}=\lambda_{n}e_{n}, γ\gamma is the grading, and JJ is the real structure. We denote the eigenvalues in non-decreasing order of |λn||{\lambda_{n}}|.

The self-adjoint Hilbert–Schmidt fluctuation space is

X:=HSsa(H)={AB(H):A=A*,Tr(A2)<},X\;:=\;\mathrm{HS}_{\mathrm{sa}}(H)\;=\;\bigl\{A\in B(H):A=A^{*},\;\operatorname{Tr}(A^{2})<\infty\bigr\}, (3)

equipped with the Hilbert–Schmidt inner product A,BHS=Tr(AB)\langle A,B\rangle_{\mathrm{HS}}=\operatorname{Tr}(AB).

Remark 2.1 (Choice of configuration space and gauge fixing).

In the noncommutative-geometry framework, the physical inner fluctuations A=ai[D,bi]A=\sum a_{i}[D,b_{i}] are bounded operators but not necessarily Hilbert–Schmidt. We work on HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) because it is the largest space on which centered Gaussian probability measures with trace-class covariance exist (see Section 3). The divergence argument of Theorem 2.3 applies a fortiori on any subspace of HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H), and extends to any ambient space admitting a reference measure, since the spectral action remains bounded by (dimH)f(0)(\dim H)\,f(0) on HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) and converges to a finite limit along every ray. On spaces of unbounded operators where the spectral action may become coercive, the measure problem takes a different form; this is beyond our scope. We emphasize that inner fluctuations of almost-commutative spectral triples (gauge connections, Higgs fields) are bounded operators that are not Hilbert–Schmidt in general: a smooth multiplication operator on a compact manifold is bounded but not compact. The restriction to HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) is therefore a genuine mathematical choice, not a physical requirement. Its justification is that the Gaussian reference (Theorem 3.5) requires trace-class covariance, which exists only on HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) or its subspaces. What is excluded are large fluctuations far from any background–precisely the configurations where the one-loop approximation breaks down. The non-perturbative measure problem for such configurations requires different tools (e.g., lattice or CDT-type discretization [7]) and lies beyond the scope of this work.

An important open question is whether the pro-torsor obstruction (Section 4) persists on a larger configuration space. On a space where the spectral action is coercive, the Gaussian reference may be unnecessary, and the Feldman–Hájek singularity–which is driven by the product structure of the Gaussian covariance–may not arise. Conversely, non-Gaussian references (e.g., Radon measures on spaces of bounded operators) could generate a different obstruction landscape. Until this question is settled, the results of this paper should be understood as applying to the Gaussian-completed Hilbert–Schmidt framework, not as unconditional statements about the spectral action in general. Furthermore, the spectral action is invariant under unitary conjugation DUDU*D\to UDU^{*}; the construction in this paper is performed on a fixed background sector where the gauge is implicitly fixed by the choice of D0D_{0}. The Feldman–Hájek singularity of Theorem 4.1 concerns the Gaussian classes attached to different Hilbert–Schmidt background charts 𝒞(D0)=D0+HSsa(H)\mathcal{C}(D_{0})=D_{0}+\mathrm{HS}_{\mathrm{sa}}(H). If D0=UD0U*D_{0}^{\prime}=UD_{0}U^{*} is gauge-equivalent to D0D_{0}, the natural comparison is the chart-to-chart isomorphism JU(A)=UAU*J_{U}(A)=UAU^{*}, which is an isometry on XX satisfying (JU)*γD0,Φ=γD0,Φ(J_{U})_{*}\gamma_{D_{0},\Phi}=\gamma_{D_{0}^{\prime},\Phi} and (JU)*μD0=μD0(J_{U})_{*}\mu^{\hbar}_{D_{0}}=\mu^{\hbar}_{D_{0}^{\prime}} (because CD0,Φ(JUA)=JU(CD0,Φ(A))C_{D_{0}^{\prime},\Phi}(J_{U}A)=J_{U}(C_{D_{0},\Phi}(A)) and SD0(JUA)=SD0(A)S_{D_{0}^{\prime}}(J_{U}A)=S_{D_{0}}(A) by trace invariance). Thus gauge-equivalent backgrounds do not generate a new Feldman–Hájek singularity; they give isomorphic measured sectors. The affine formula AUAU*+U[D0,U*]A\mapsto UAU^{*}+U[D_{0},U^{*}] arises only when the transformed sector is re-expressed back in the original chart; for almost-commutative Standard Model backgrounds the pure-gauge term U[D0,U*]U[D_{0},U^{*}] is generically a bounded multiplication operator but not Hilbert–Schmidt (a non-zero smooth multiplication operator on a compact manifold is bounded but not compact), so this fixed-chart re-expression is not an action on XX. The Cameron–Martin obstruction of Appendix B applies to such fixed-chart translations (geometric chart shifts, which correspond to diffeomorphisms—an outer symmetry distinct from the inner gauge group in NCG), not to the chart-to-chart identification JUJ_{U}. Accordingly, Theorem 4.1 should be interpreted as an obstruction between gauge-inequivalent background sectors (distinct spectra = distinct gauge orbits), while a fully global quotient-level construction still requires an explicit gauge-fixed atlas and Faddeev–Popov analysis; see Section 9.

For a fixed background D0D_{0}, the total Dirac operator is D=D0+AD=D_{0}+A with AXA\in X. The spectral action evaluated on the fluctuation is

S(A):=Trf((D0+A)2Λ2),S(A)\;:=\;\operatorname{Tr}\,f\!\left(\frac{(D_{0}+A)^{2}}{\Lambda^{2}}\right), (4)

where f:[0,)[0,)f\colon[0,\infty)\to[0,\infty) is a positive even Schwartz-class function.

2.2 Divergence of the naive integral

The positivity and boundedness of ff immediately constrain SS:

Lemma 2.2.

For every AXA\in X, S(A)0S(A)\geq 0. On any finite-rank slice ΩN\Omega_{N} of dimension dNd_{N},

0SN(A)dNf(0).0\;\leq\;S_{N}(A)\;\leq\;d_{N}\,f(0). (5)

In infinite dimensions (dimH=\dim H=\infty), the full spectral action S(A)=jf(μj2/Λ2)S(A)=\sum_{j}f(\mu_{j}^{2}/\Lambda^{2}) is finite for every AA (since ff is Schwartz and D0+AD_{0}+A has Weyl-growing eigenvalues), but S(A)S(0):=jf(λj2/Λ2)<S(A)\leq S(0):=\sum_{j}f(\lambda_{j}^{2}/\Lambda^{2})<\infty does not hold in general.

Proof.

Since f0f\geq 0, every summand f(μj2/Λ2)0f(\mu_{j}^{2}/\Lambda^{2})\geq 0, giving S0S\geq 0. On ΩN\Omega_{N}, there are dNd_{N} eigenvalues, each contributing at most f(0)f(0). ∎

Theorem 2.3 (Divergence of the naive integral).

Let VXV\subset X be any nonzero finite-dimensional subspace. Then

Vexp(S(A)/)dA=+.\int_{V}\exp\!\bigl(-S(A)/\hbar\bigr)\,\mathrm{d}A\;=\;+\infty. (6)

Proof.

It suffices to show that exp(S(A)/)\exp(-S(A)/\hbar) is bounded below by a positive constant along every ray in VV, since VV contains unbounded rays and the resulting lower-bounded integral over each ray diverges.

Fix any nonzero A1VA_{1}\in V and consider the ray A(t)=tA1A(t)=tA_{1}, tt\in\mathbb{R}. The operator D(t):=D0+tA1D(t):=D_{0}+tA_{1} has eigenvalues μn(t)\mu_{n}(t). Since A1HSsa(H)A_{1}\in\mathrm{HS}_{\mathrm{sa}}(H) is compact, Weyl’s inequality gives |μn(t)λn|tA1|\mu_{n}(t)-\lambda_{n}|\leq t\,\|A_{1}\|, so |μn(t)||λn||t|A1|\mu_{n}(t)|\geq|\lambda_{n}|-|t|\,\|A_{1}\|. For each fixed tt, the spectral tail satisfies |μn(t)||\mu_{n}(t)|\to\infty as nn\to\infty, hence f(μn(t)2/Λ2)0f(\mu_{n}(t)^{2}/\Lambda^{2})\to 0 along the tail (since f0f\geq 0 and f(u)0f(u)\to 0 as uu\to\infty).

The action S(tA1)=nf(μn(t)2/Λ2)S(tA_{1})=\sum_{n}f(\mu_{n}(t)^{2}/\Lambda^{2}) is therefore a convergent sum of non-negative terms, each bounded by f(0)f(0). As |t||t|\to\infty, the eigenvalues of D(t)D(t) are pushed away from the origin: for any fixed R>0R>0, only finitely many indices nn satisfy |μn(t)|R|\mu_{n}(t)|\leq R when |t||t| is large (since |λn||\lambda_{n}| grows and A1A_{1} is compact). Therefore the number of terms contributing more than δ\delta to the sum tends to zero, and S(tA1)cA1S(tA_{1})\to c_{A_{1}} for some finite cA10c_{A_{1}}\geq 0.

Hence exp(S(tA1)/)exp(cA1/)>0\exp(-S(tA_{1})/\hbar)\to\exp(-c_{A_{1}}/\hbar)>0, and the integral along the ray exp(S(tA1)/)dt=+\int_{-\infty}^{\infty}\exp(-S(tA_{1})/\hbar)\,\mathrm{d}t=+\infty (by comparison with a positive constant on an unbounded interval). Since VV contains such a ray, the dd-dimensional integral over VV diverges. ∎

Remark 2.4.

Theorem 2.3 shows that neither a global minimum principle nor a naive path integral is available for the spectral action. The weight exp(S/)\exp(-S/\hbar) is essentially constant at infinity, and the configuration space is non-compact. A completion of the exponent–by a reference measure, a coercive term, or a domain restriction–is mandatory.

2.3 Smooth-window truncations and convergence

For a smooth compactly supported cutoff χRCc()\chi_{R}\in C_{c}^{\infty}(\mathbb{R}) with 0χR10\leq\chi_{R}\leq 1, χR(λ)=1\chi_{R}(\lambda)=1 for |λ|R|\lambda|\leq R, and suppχR{|λ|R+1}\mathrm{supp}\,\chi_{R}\subset\{|\lambda|\leq R+1\}, define the smooth-window truncated action

SR(A):=Tr(χR(D0+A)f((D0+A)2/Λ2)).S_{R}(A)\;:=\;\operatorname{Tr}\bigl(\chi_{R}(D_{0}+A)\,f((D_{0}+A)^{2}/\Lambda^{2})\bigr). (7)

Since χR(D0+A)\chi_{R}(D_{0}+A) is a spectral function of D0+AD_{0}+A, it commutes with all bounded Borel functions of D0+AD_{0}+A, eliminating the projection/compression mismatch that afflicts frozen-projector truncations.

Theorem 2.5 (Smooth-window convergence).

Assume the following standard spectral-perturbation hypotheses:

  1. (A1)

    All operators D(A):=D0+AD(A):=D_{0}+A share a common dense domain Dom(D0)H\mathrm{Dom}(D_{0})\subset H.

  2. (A2)

    The parameter derivatives iD\partial_{i}D and ijD\partial_{ij}D are first-order differential operators with uniformly bounded matrix elements: |em,iDen|C(1+|λm|)1/2(1+|λn|)1/2|\langle e_{m},\partial_{i}D\,e_{n}\rangle|\leq C(1+|\lambda_{m}|)^{1/2}(1+|\lambda_{n}|)^{1/2}.

  3. (A3)

    Uniform Weyl counting: NA(L):=#{n:|μn(A)|L}CK(1+L)dN_{A}(L):=\#\{n:|\mu_{n}(A)|\leq L\}\leq C_{K}(1+L)^{d} on compact parameter subsets KK.

  4. (A4)

    Schwartz divided differences: the first and second divided differences of any Schwartz function are again Schwartz on 2\mathbb{R}^{2} and 3\mathbb{R}^{3}, respectively.

Then for every compact parameter subset KK,

supAK|Aα(SR(A)S(A))| 0as R,|α|2.\sup_{A\in K}\,\bigl|\partial_{A}^{\alpha}\bigl(S_{R}(A)-S(A)\bigr)\bigr|\;\longrightarrow\;0\qquad\text{as }R\to\infty,\quad|\alpha|\leq 2. (8)

If  ff has Schwartz decay |f(k)(λ)|Ck(1+|λ|)M|f^{(k)}(\lambda)|\leq C_{k}(1+|\lambda|)^{-M} for all MM, the convergence rate is

|SR(A)S(A)|CK(1+R)dM\bigl|S_{R}(A)-S(A)\bigr|\;\leq\;C_{K}\,(1+R)^{d-M} (9)

for any M>0M>0, with analogous estimates for derivatives. For exponentially decaying f(λ)ecλf(\lambda)\sim e^{-c\lambda}, the rate is 𝒪(ecR)\mathcal{O}(e^{-cR}).

Proof sketch.

Write rR:=(1χR)hr_{R}:=(1-\chi_{R})\cdot h where h(λ):=f(λ2/Λ2)h(\lambda):=f(\lambda^{2}/\Lambda^{2}). Since χR=1\chi_{R}=1 for |λ|R|\lambda|\leq R and hh is Schwartz, rR0r_{R}\to 0 in the Schwartz topology. The first derivative of the spectral action uses the Hellmann–Feynman formula (multiple operator integral of order 1), and the second derivative uses the double sum over divided differences. Under (A1)(A4), the matrix element bounds and Weyl counting ensure uniform convergence of these sums. The rate estimate (9) follows from the tail bound |rR(λ)|C(1+R)M|r_{R}(\lambda)|\leq C(1+R)^{-M} for |λ|>R|\lambda|>R. Full details are in Appendix A. ∎

Corollary 2.6 (Saddle persistence).

If A*=0A_{*}=0 is a nondegenerate critical point of SS on a gauge-fixed slice, then for all sufficiently large RR, SRS_{R} has a unique nearby critical point ARA*A_{R}\to A_{*} with converging Hessian.

3 Corrected functional Gaussian and sectorial existence

The divergence theorem motivates introducing an ambient reference measure that supplies the missing coercivity. We work with centered Gaussian measures on the operator space XX.

3.1 Two-sided functional Gaussian covariance

Definition 3.1.

Let Φ:[0,)(0,)\Phi\colon[0,\infty)\to(0,\infty) be a positive admissible spectral weight (e.g., heat-kernel Φ(u)=eu\Phi(u)=e^{-u} or Sobolev Φ(u)=(1+u)s\Phi(u)=(1+u)^{-s}, s>2s>2). Define the spectral decay coefficients ϕn:=Φ(λn2/Λ2)\phi_{n}:=\Phi(\lambda_{n}^{2}/\Lambda^{2}) and the two-sided covariance operator

CΦ(A):=σ2Φ0AΦ0,Φ0:=Φ(D02/Λ2),C_{\Phi}(A)\;:=\;\sigma^{2}\,\Phi_{0}\,A\,\Phi_{0},\qquad\Phi_{0}:=\Phi(D_{0}^{2}/\Lambda^{2}), (10)

acting on X=HSsa(H)X=\mathrm{HS}_{\mathrm{sa}}(H), where σ2>0\sigma^{2}>0 is a normalization constant.

In the eigenbasis {Emn}\{E_{mn}\} of D0D_{0}, the covariance acts diagonally on matrix units: CΦ(Emn)=σ2ϕmϕnEmnC_{\Phi}(E_{mn})=\sigma^{2}\phi_{m}\phi_{n}\,E_{mn}.

Theorem 3.2 (Trace-class criterion).

The operator CΦC_{\Phi} is trace-class on X=HSsa(H)X=\mathrm{HS}_{\mathrm{sa}}(H) if and only if

n=0ϕn<.\sum_{n=0}^{\infty}\phi_{n}\;<\;\infty. (11)

When this holds, TrHS(CΦ)=σ2(nϕn)2\operatorname{Tr}_{\mathrm{HS}}(C_{\Phi})=\sigma^{2}\bigl(\sum_{n}\phi_{n}\bigr)^{2}.

Proof.

Choose the real orthonormal basis of HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) consisting of the diagonal matrix units Fnn:=EnnF_{nn}:=E_{nn} and the off-diagonal units (Emn+Enm)/2(E_{mn}+E_{nm})/\sqrt{2} and i(EmnEnm)/2i(E_{mn}-E_{nm})/\sqrt{2} for m<nm<n. Then CΦ(Fnn)=σ2ϕn2FnnC_{\Phi}(F_{nn})=\sigma^{2}\phi_{n}^{2}F_{nn}, contributing σ2ϕn2\sigma^{2}\phi_{n}^{2} to the trace. Each off-diagonal pair contributes σ2ϕmϕn\sigma^{2}\phi_{m}\phi_{n}. Summing: TrHS(CΦ)=σ2[nϕn2+2m<nϕmϕn]=σ2(nϕn)2\operatorname{Tr}_{\mathrm{HS}}(C_{\Phi})=\sigma^{2}[\sum_{n}\phi_{n}^{2}+2\sum_{m<n}\phi_{m}\phi_{n}]=\sigma^{2}(\sum_{n}\phi_{n})^{2}. This is finite iff nϕn<\sum_{n}\phi_{n}<\infty. ∎

Proposition 3.3 (Admissibility of standard spectral weights).

  1. (a)

    Heat-kernel: Φ(u)=eτu\Phi(u)=e^{-\tau u}, τ>0\tau>0. Then ϕn=eτλn2/Λ2\phi_{n}=e^{-\tau\lambda_{n}^{2}/\Lambda^{2}}, and nϕn<\sum_{n}\phi_{n}<\infty by Weyl asymptotics |λn|n1/d|\lambda_{n}|\sim n^{1/d}.

  2. (b)

    Sobolev: Φ(u)=(1+u)s\Phi(u)=(1+u)^{-s}, s>0s>0. Then nϕn<\sum_{n}\phi_{n}<\infty iff s>d/2s>d/2. For d=4d=4, this requires s>2s>2.

  3. (c)

    SCT one-loop kernels: Φ(u)c/u\Phi(u)\sim c/u as uu\to\infty. Then ϕncΛ2/λn2\phi_{n}\sim c\Lambda^{2}/\lambda_{n}^{2}, giving nϕnnn2/d\sum_{n}\phi_{n}\sim\sum_{n}n^{-2/d}, which diverges for d2d\geq 2. The SCT master function and one-loop form factors do not define admissible covariances.

Remark 3.4 (SCT one-loop kernels versus the reference measure).

The non-admissibility of the SCT one-loop kernels as Gaussian covariances does not undermine the one-loop universality theorem (Theorem 3.9). The distinction is between the input and the output of the construction: the spectral weight Φ\Phi is the input that defines the reference measure, while the SCT form factors hC,hRh_{C},h_{R} are the output of the one-loop perturbative computation around any admissible reference. Theorem 3.9 states that this output is the same for every admissible Φ\Phi, and equals the standard stationary-phase result. The SCT form factors thus characterize the universal one-loop effective action, not the reference covariance.

3.2 Sectorial existence theorem

Theorem 3.5 (Sectorial Gaussian parent measure).

For every fixed compact-resolvent background D0D_{0} and every admissible weight Φ\Phi with nϕn<\sum_{n}\phi_{n}<\infty, there exists a unique centered Gaussian Borel probability measure

γD0,Φ\gamma_{D_{0},\Phi} (12)

on X=HSsa(H)X=\mathrm{HS}_{\mathrm{sa}}(H) with covariance CΦC_{\Phi}.

Proof.

Since CΦC_{\Phi} is a symmetric positive trace-class operator on the separable Hilbert space XX, the existence and uniqueness of γD0,Φ\gamma_{D_{0},\Phi} follow from the standard theory of Gaussian measures on separable Hilbert spaces (see [13], Chapter 3; [22]). Alternatively, the measure is the product of one-dimensional Gaussians 𝒩(0,σ2ϕmϕn)\mathcal{N}(0,\sigma^{2}\phi_{m}\phi_{n}) in the eigenbasis, and the product converges by Kolmogorov’s consistency theorem since the product of variances m,n(1+σ2ϕmϕn)\prod_{m,n}(1+\sigma^{2}\phi_{m}\phi_{n}) converges when m,nϕmϕn=(nϕn)2<\sum_{m,n}\phi_{m}\phi_{n}=(\sum_{n}\phi_{n})^{2}<\infty. ∎

Definition 3.6 (Sectorial completed measure).

The sectorial completed measure for background D0D_{0}, spectral weight Φ\Phi, and loop-expansion parameter >0\hbar>0 (introduced as a formal saddle-point control; the spectral action SS itself is \hbar-independent, and \hbar enters only through the weight exp(S/)\exp(-S/\hbar), playing the same role as in the standard loop expansion of quantum field theory) is

dμD0(A):=1ZD0exp(S(A))dγD0,Φ(A),\mathrm{d}\mu_{D_{0}}^{\hbar}(A)\;:=\;\frac{1}{Z_{D_{0}}}\,\exp\!\left(-\frac{S(A)}{\hbar}\right)\mathrm{d}\gamma_{D_{0},\Phi}(A), (13)

where ZD0:=Xexp(S(A)/)dγD0,Φ(A)Z_{D_{0}}:=\int_{X}\exp(-S(A)/\hbar)\,\mathrm{d}\gamma_{D_{0},\Phi}(A).

Proposition 3.7 (Finite partition function).

0<ZD010<Z_{D_{0}}\leq 1. Hence μD0\mu_{D_{0}}^{\hbar} is a well-defined probability measure on XX, absolutely continuous with respect to γD0,Φ\gamma_{D_{0},\Phi}.

Proof.

Since S(A)0S(A)\geq 0 for all AA, the integrand satisfies 0<exp(S/)10<\exp(-S/\hbar)\leq 1. Hence 0<ZD0γD0,Φ(X)=10<Z_{D_{0}}\leq\gamma_{D_{0},\Phi}(X)=1. ∎

3.3 Projective compatibility

Let PNP_{N} denote the spectral projection of |D0||D_{0}| onto its first N+1N+1 eigenvalues, and define the truncation map πN(A):=PNAPN\pi_{N}(A):=P_{N}AP_{N}. Write μD0,N:=(πN)*μD0\mu_{D_{0},N}^{\hbar}:=(\pi_{N})_{*}\mu_{D_{0}}^{\hbar} for the pushforward to the finite-dimensional space ΩN:=PNXPN\Omega_{N}:=P_{N}XP_{N}.

Proposition 3.8 (Exact projective compatibility).

For every MNM\geq N, (πMN)*μD0,M=μD0,N(\pi_{M\to N})_{*}\,\mu_{D_{0},M}^{\hbar}=\mu_{D_{0},N}^{\hbar}, where πMN\pi_{M\to N} is the natural projection from ΩM\Omega_{M} to ΩN\Omega_{N}.

Proof.

The covariance CΦC_{\Phi} is diagonal in the eigenbasis, so the Gaussian reference γD0,Φ\gamma_{D_{0},\Phi} is a product measure. Truncation πN\pi_{N} projects onto a coordinate subspace, and pushforward of a product Gaussian onto a coordinate subspace is the corresponding marginal Gaussian. Since the spectral action S(A)S(A) depends on all eigenvalues of D0+AD_{0}+A, the completed measure is not a product. However, the exact projective compatibility follows from the standard disintegration: for test function φ\varphi on ΩN\Omega_{N},

ΩNφdμD0,N\displaystyle\int_{\Omega_{N}}\varphi\,\mathrm{d}\mu_{D_{0},N}^{\hbar} =X(φπN)dμD0=1ZX(φπN)eS/dγ\displaystyle=\int_{X}(\varphi\circ\pi_{N})\,\mathrm{d}\mu_{D_{0}}^{\hbar}=\frac{1}{Z}\int_{X}(\varphi\circ\pi_{N})\,e^{-S/\hbar}\,\mathrm{d}\gamma
=1ZΩM(πMN1(x)(φπMN)(y)eS(y)/dγx(y))dγM(x),\displaystyle=\frac{1}{Z}\int_{\Omega_{M}}\left(\int_{\pi_{M\to N}^{-1}(x)}(\varphi\circ\pi_{M\to N})(y)\,e^{-S(y)/\hbar}\,\mathrm{d}\gamma^{x}(y)\right)\mathrm{d}\gamma_{M}(x),

which yields the same answer whether we first push down to ΩM\Omega_{M} and then to ΩN\Omega_{N}, or directly to ΩN\Omega_{N}. ∎

3.4 One-loop universality

Theorem 3.9 (One-loop universality of expectations).

Let Φ\Phi and Ψ\Psi be two admissible spectral weights, both with nϕn<\sum_{n}\phi_{n}<\infty and nψn<\sum_{n}\psi_{n}<\infty. Suppose that the background A*=0A_{*}=0 is a nondegenerate critical point of the physical-slice action SNS_{N} (i.e. H*,N:=2SN(0)H_{*,N}:=\nabla^{2}S_{N}(0) is positive-definite on ΩN\Omega_{N}). Then for any OCb3(ΩN)O\in C^{3}_{b}(\Omega_{N}),

OΦ=O(0)+2i2Oξi2(0)(H*1)ii+𝒪(2)=OΨ,\langle O\rangle_{\Phi}\;=\;O(0)+\frac{\hbar}{2}\sum_{i}\frac{\partial^{2}O}{\partial\xi_{i}^{2}}(0)\,(H_{*}^{-1})_{ii}+\mathcal{O}(\hbar^{2})\;=\;\langle O\rangle_{\Psi}, (14)

where ξi\xi_{i} denote the principal-axis coordinates on ΩN\Omega_{N} diagonalizing H*,NH_{*,N}, and H*=2S(0)|physH_{*}=\nabla^{2}S(0)|_{\mathrm{phys}} is the physical-slice Hessian at the background. The reference measure Φ\Phi enters expectation values only at order 𝒪(2)\mathcal{O}(\hbar^{2}).

Proof.

Since OO depends only on the finite-rank projection πN(A)ΩN\pi_{N}(A)\in\Omega_{N}, we work on ΩN\Omega_{N} (dimension dNd_{N}) throughout; the integral over complementary (high) modes factorizes identically in numerator and denominator of OΦ=N/Z\langle O\rangle_{\Phi}=N/Z and cancels in the ratio.

On the finite-dimensional slice ΩN\Omega_{N}, write the completed measure as dμN(x)exp(SN(x)/xTCΦ,N1x/2)dx\mathrm{d}\mu_{N}^{\hbar}(x)\propto\exp\bigl(-S_{N}(x)/\hbar-x^{T}C_{\Phi,N}^{-1}x/2\bigr)\,\mathrm{d}x, where SNS_{N} is the truncated action and CΦ,NC_{\Phi,N} is the dN×dNd_{N}\times d_{N} marginal covariance. The effective precision on ΩN\Omega_{N} is

Q,N=H*,N+CΦ,N1,Q_{\hbar,N}\;=\;\frac{H_{*,N}}{\hbar}+C_{\Phi,N}^{-1},

where H*,N=2SN(0)H_{*,N}=\nabla^{2}S_{N}(0). Since ΩN\Omega_{N} is finite-dimensional, both H*,NH_{*,N} and CΦ,N1C_{\Phi,N}^{-1} are dN×dNd_{N}\times d_{N} matrices, and the Neumann series

Q,N1=H*,N12H*,N1CΦ,N1H*,N1+𝒪(3)Q_{\hbar,N}^{-1}=\hbar\,H_{*,N}^{-1}-\hbar^{2}\,H_{*,N}^{-1}C_{\Phi,N}^{-1}H_{*,N}^{-1}+\mathcal{O}(\hbar^{3})

converges for sufficiently small \hbar (specifically, for <H*,N11CΦ,N11\hbar<\|H_{*,N}^{-1}\|^{-1}\|C_{\Phi,N}^{-1}\|^{-1}, which is positive since both matrices are finite-dimensional and positive-definite). The leading covariance H*,N1\hbar\,H_{*,N}^{-1} is independent of Φ\Phi.

The standard finite-dimensional Laplace formula for the ratio O=N/Z\langle O\rangle=N/Z then gives

OΦ=O(0)+2Tr(O′′(0)H*,N1)+𝒪(2),\langle O\rangle_{\Phi}=O(0)+\frac{\hbar}{2}\,\operatorname{Tr}\bigl(O^{\prime\prime}(0)\,H_{*,N}^{-1}\bigr)+\mathcal{O}(\hbar^{2}),

which depends only on the physical Hessian H*,NH_{*,N}, not on CΦ,NC_{\Phi,N}. The Φ\Phi-dependent correction enters at 𝒪(2)\mathcal{O}(\hbar^{2}) through the subleading term 2H*,N1CΦ,N1H*,N1\hbar^{2}H_{*,N}^{-1}C_{\Phi,N}^{-1}H_{*,N}^{-1}.

Factorization of high modes. Let ΩN\Omega_{N}^{\perp} denote the complementary spectral subspace. In the spectral eigenbasis of D0D_{0}, the physical Hessian H*=2S(0)H_{*}=\nabla^{2}S(0) acts diagonally on the matrix units EmnE_{mn}, so the cross-block H*,low-high=0H_{*,\mathrm{low\text{-}high}}=0 at quadratic order. Write S(x,y)=SN(x)+S(y)+Smix(x,y)S(x,y)=S_{N}(x)+S_{\perp}(y)+S_{\mathrm{mix}}(x,y) where Smix=O(|x||y|2)+O(|x|2|y|)S_{\mathrm{mix}}=O(|x|\,|y|^{2})+O(|x|^{2}\,|y|) starts at cubic order. The Gaussian reference γΦ\gamma_{\Phi} has product structure: γΦ=γΦ,NγΦ,\gamma_{\Phi}=\gamma_{\Phi,N}\otimes\gamma_{\Phi,\perp}. Therefore the marginal of eS/dγΦe^{-S/\hbar}\,d\gamma_{\Phi} on ΩN\Omega_{N} is

[ΩNeS(y)/Smix(x,y)/dγΦ,(y)]eSN(x)/dγΦ,N(x).\Bigl[\int_{\Omega_{N}^{\perp}}e^{-S_{\perp}(y)/\hbar-S_{\mathrm{mix}}(x,y)/\hbar}\,\mathrm{d}\gamma_{\Phi,\perp}(y)\Bigr]\,e^{-S_{N}(x)/\hbar}\,\mathrm{d}\gamma_{\Phi,N}(x).

At quadratic order (0\hbar\to 0), SmixS_{\mathrm{mix}} is subleading, the bracket becomes xx-independent, and cancels in the ratio O=N/Z\langle O\rangle=N/Z for any OO supported on ΩN\Omega_{N}. The Φ\Phi-dependence of the bracket is likewise a common factor in NN and ZZ; its first xx-dependent correction enters at O(2)O(\hbar^{2}) through the cubic vertices of SS. ∎

Remark 3.10 (Scope of universality: expectations vs. partition function).

Theorem 3.9 establishes Φ\Phi-independence for normalized expectations O=N/Z\langle O\rangle=N/Z, where the Φ\Phi-dependent factors cancel in the ratio. The partition function ZZ itself is Φ\Phi-dependent even at leading order (through normalization constants of γΦ\gamma_{\Phi}). The one-loop effective action Γ(1)=12TrlogH*\Gamma^{(1)}=\tfrac{1}{2}\operatorname{Tr}\log H_{*} in the SCT literature is defined via ζ\zeta-function regularization of the physical Hessian H*H_{*} (see [5]), which is an intrinsic spectral invariant of H*H_{*} and independent of Φ\Phi by construction. Any one-loop quantity extractable from Γ(1)\Gamma^{(1)} (form factors, spectral coefficients, propagator poles) is therefore Φ\Phi-independent. See Appendix D for specific numerical values.

Remark 3.11 (Status beyond one loop).

The 𝒪(2)\mathcal{O}(\hbar^{2}) dependence on Φ\Phi means that two-loop and higher corrections are not universal: they carry an imprint of the reference measure. This has three possible interpretations: (i) the spectral action is an effective theory valid only at one loop, with the reference-measure ambiguity absorbing unknown UV physics; (ii) a physical principle (yet to be identified) selects a preferred Φ\Phi, restoring predictivity at two loops; (iii) the density-valued formalism of the pro-torsor is the correct framework, and two-loop “predictions” should be stated as sections of the density line rather than as scalar numbers. This paper does not resolve the choice among (i)–(iii); it merely establishes the framework in which the question is precisely posed. We note that interpretation (i) is the spectral-geometric analogue of a well-established situation: general relativity, viewed as an effective field theory [19], is predictive at one loop but acquires scheme-dependent corrections at two loops that parametrize unknown UV physics. The Φ\Phi-dependence at 𝒪(2)\mathcal{O}(\hbar^{2}) plays the same role as the renormalization-scheme dependence in gravitational EFT, and is no more pathological. We note that the analogy with scheme dependence is heuristic: in standard EFT, physical observables remain scheme-independent at any finite loop order when all counterterms are included, whereas the reference-measure dependence here reflects an incomplete non-perturbative definition rather than a conventional renormalization ambiguity.

Remark 3.12.

Theorem 3.9 is physically essential: it guarantees that the one-loop spectral causal theory results reported in [5, 6, 3]–the Weyl-squared coefficient αC=13/120\alpha_{C}=13/120 [5], the ghost pole and fakeon mass [2], and the parametrized post-Newtonian bounds [6]–are independent of the choice of Gaussian reference. (We note that references [5, 6, 2] are preprints currently under peer review; the one-loop results cited are self-contained and independently verifiable from the derivations therein.)

3.5 Concrete example: the two-mode matrix model

To make the construction explicit, consider the simplest nontrivial case: a two-dimensional Hilbert space H=2H=\mathbb{C}^{2} with background D0=diag(λ1,λ2)D_{0}=\mathrm{diag}(\lambda_{1},\lambda_{2}), λ1λ2\lambda_{1}\neq\lambda_{2}. The spectral action is

S(A)=f((λ1+a11)2Λ2)+f((λ2+a22)2Λ2)S(A)=f\!\left(\frac{(\lambda_{1}+a_{11})^{2}}{\Lambda^{2}}\right)+f\!\left(\frac{(\lambda_{2}+a_{22})^{2}}{\Lambda^{2}}\right) (15)

where we restrict to diagonal fluctuations A=diag(a11,a22)A=\mathrm{diag}(a_{11},a_{22}) for simplicity (off-diagonal entries mix eigenvalues nonlinearly but do not affect the divergence argument).

Example 3.13 (Two-mode completed integral).

The bare integral 2eS(a)/da\int_{\mathbb{R}^{2}}e^{-S(a)/\hbar}\,\mathrm{d}a diverges by Theorem 2.3: along a11a_{11}\to\infty with a22=0a_{22}=0, Sf(λ22/Λ2)>0S\to f(\lambda_{2}^{2}/\Lambda^{2})>0 constant, so the integrand is bounded below.

With Gaussian reference dγ(a)exp(a112/(2σ2ϕ12)a222/(2σ2ϕ22))da\mathrm{d}\gamma(a)\propto\exp(-a_{11}^{2}/(2\sigma^{2}\phi_{1}^{2})-a_{22}^{2}/(2\sigma^{2}\phi_{2}^{2}))\,\mathrm{d}a, the completed integral is

Z=2eS(a)/dγ(a) 1,Z=\int_{\mathbb{R}^{2}}e^{-S(a)/\hbar}\,\mathrm{d}\gamma(a)\;\leq\;1, (16)

which is finite and positive. The one-loop approximation gives ZeS*/(2π)/(H11H22)1/2Z\approx e^{-S_{*}/\hbar}\,(2\pi\hbar)/(H_{11}H_{22})^{1/2}, independent of σ\sigma and ϕj\phi_{j}.

Now consider a second background D0=diag(λ1,λ2)D_{0}^{\prime}=\mathrm{diag}(\lambda_{1}^{\prime},\lambda_{2}^{\prime}) with λjλj\lambda_{j}^{\prime}\neq\lambda_{j}. The Gaussian references γ\gamma and γ\gamma^{\prime} have different covariances (ϕjϕj\phi_{j}\neq\phi_{j}^{\prime}), but in two dimensions both are non-degenerate Gaussians on 2\mathbb{R}^{2}, hence equivalent (not singular). This illustrates two key points: (1) the Gaussian completion cures the divergence at any rank; (2) at finite rank, the Feldman–Hájek singularity does not arise–different backgrounds give equivalent (not singular) measures. The pro-torsor structure is a genuinely infinite-dimensional phenomenon (Section 4).

Figure 2: Two-mode matrix model (H=2H=\mathbb{C}^{2}, D0=diag(1,2)D_{0}=\mathrm{diag}(1,2), f(u)=euf(u)=e^{-u}, Λ=1\Lambda=1). Red: the bare integrand eS(a1,0)/e^{-S(a_{1},0)/\hbar} does not decay as |a1||a_{1}|\to\infty (approaches ef(λ22)0.98e^{-f(\lambda_{2}^{2})}\approx 0.98), making the naive integral divergent (Theorem 2.3). Green: the completed integrand, reweighted by the Gaussian reference dγd\gamma with covariance σ2ϕ120.135\sigma^{2}\phi_{1}^{2}\approx 0.135 (=σ=1\hbar=\sigma=1), decays rapidly and yields a finite partition function Z0.67Z\approx 0.67. Blue dashed: Gaussian reference density (actual, not rescaled). Since S0S\geq 0, the completed integrand is bounded above by the Gaussian density everywhere: eSdγdγe^{-S}\,d\gamma\leq d\gamma. Integrals computed using mpmath quadrature at 100-digit working precision with absolute tolerance 105010^{-50}.

4 Pro-torsor structure and density-valued observables

We now turn to the global structure that emerges when different background sectors are assembled.

4.1 Feldman–Hájek singularity

Theorem 4.1 (Feldman–Hájek rigidity for spectral covariances).

Let D0D_{0} and D0D_{0}^{\prime} be two compact-resolvent backgrounds sharing a common eigenbasis, with eigenvalues {λn}\{\lambda_{n}\} and {λn}\{\lambda_{n}^{\prime}\}, and let γD0,Φ\gamma_{D_{0},\Phi} and γD0,Φ\gamma_{D_{0}^{\prime},\Phi} be the corresponding centered Gaussian measures on X=HSsa(H)X=\mathrm{HS}_{\mathrm{sa}}(H) with the same spectral weight Φ\Phi. Then γD0,ΦγD0,Φ\gamma_{D_{0},\Phi}\perp\gamma_{D_{0}^{\prime},\Phi} unless ϕn=ϕn\phi_{n}=\phi_{n}^{\prime} for all nn. In particular, any nontrivial change of the background eigenvalues (within a fixed eigenbasis) produces a mutually singular Gaussian reference.

Proof.

By the Feldman–Hájek theorem [20, 21, 13], two centered Gaussian measures on a separable Hilbert space are either equivalent or mutually singular; they are equivalent iff CΦ1/2CΦCΦ1/2IC_{\Phi}^{-1/2}C_{\Phi^{\prime}}C_{\Phi}^{-1/2}-I is Hilbert–Schmidt.

In the eigenbasis of D0D_{0} (the general case follows from the abstract criterion), the eigenvalues of CΦ1/2CΦCΦ1/2C_{\Phi}^{-1/2}C_{\Phi^{\prime}}C_{\Phi}^{-1/2} on the matrix unit EmnE_{mn} are rmrnr_{m}r_{n}, where rn:=ϕn/ϕnr_{n}:=\phi_{n}^{\prime}/\phi_{n}. The HS condition becomes m,n(rmrn1)2<\sum_{m,n}(r_{m}r_{n}-1)^{2}<\infty. Setting sk:=rk1s_{k}:=r_{k}-1:

rmrn1=sm+sn+smsn.r_{m}r_{n}-1=s_{m}+s_{n}+s_{m}s_{n}.

For any fixed mm with sm0s_{m}\neq 0, we show the sum over nn diverges. Two cases arise.

Case 1: rn1r_{n}\to 1 (i.e. sn0s_{n}\to 0). This occurs when the eigenvalue perturbation is small enough that ϕn/ϕn1\phi_{n}^{\prime}/\phi_{n}\to 1 along the spectral tail. Then for all sufficiently large nn, |sn|<|sm|/2|s_{n}|<|s_{m}|/2, and (rmrn1)2=(sm(1+sn)+sn)2(|sm|/2)2=sm2/4>0(r_{m}r_{n}-1)^{2}=(s_{m}(1+s_{n})+s_{n})^{2}\geq(|s_{m}|/2)^{2}=s_{m}^{2}/4>0.

Case 2: rn↛1r_{n}\not\to 1. If rnc1r_{n}\to c\neq 1 (including c=0c=0 or c=+c=+\infty, which occur when λnλn\lambda_{n}^{\prime}-\lambda_{n} grows), then rmrn1rmc10r_{m}r_{n}-1\to r_{m}c-1\neq 0 for infinitely many nn, and each such term contributes a positive constant.

In both cases the tail of the sum over nn contains infinitely many terms bounded below by a positive constant, giving

n=0(rmrn1)2=+.\sum_{n=0}^{\infty}(r_{m}r_{n}-1)^{2}\;=\;+\infty.

Therefore the double sum is finite only if sm=0s_{m}=0 for every mm, i.e., rm=1r_{m}=1 and ϕm=ϕm\phi_{m}=\phi_{m}^{\prime} for all mm. ∎

Remark 4.2 (General backgrounds).

Theorem 4.1 is stated for backgrounds sharing a common eigenbasis. When D0D_{0} and D0D_{0}^{\prime} have distinct eigenbases, the covariance operators CΦC_{\Phi} and CΦC_{\Phi^{\prime}} do not simultaneously diagonalize, and the Feldman–Hájek criterion involves the full operator CΦ1/2CΦCΦ1/2IC_{\Phi}^{-1/2}C_{\Phi^{\prime}}C_{\Phi}^{-1/2}-I rather than a product of scalar ratios. We conjecture that singularity persists in this case as well, since any ε\varepsilon-perturbation of the spectrum changes the spectral weight values ϕn\phi_{n}; a complete proof requires verifying the Hilbert–Schmidt condition for the non-diagonal operator and is left for future work.

Proposition 4.3 (Universal singularity for perturbatively close backgrounds).

Let D0D_{0} and D0D_{0}^{\prime} be two compact-resolvent backgrounds sharing a common eigenbasis, with ϕkϕk\phi_{k}\neq\phi_{k}^{\prime} for at least one index kk. Then γD0,ΦγD0,Φ\gamma_{D_{0},\Phi}\perp\gamma_{D_{0}^{\prime},\Phi}. In particular, if D0=D0+εKD_{0}^{\prime}=D_{0}+\varepsilon K with ε>0\varepsilon>0 and KK any nonzero self-adjoint perturbation that changes at least one eigenvalue of D0D_{0}, then the measures are mutually singular–even for arbitrarily small ε\varepsilon and even for finite-rank KK.

Proof.

If ϕkϕk\phi_{k}\neq\phi_{k}^{\prime}, set sk=rk10s_{k}=r_{k}-1\neq 0. Then n(rkrn1)2nsk2=+\sum_{n}(r_{k}r_{n}-1)^{2}\geq\sum_{n}s_{k}^{2}=+\infty (infinitely many terms), so the Feldman–Hájek sum diverges and Theorem 4.1 gives singularity. ∎

Remark 4.4.

The strength of Proposition 4.3 deserves emphasis. Unlike standard Gaussian measure theory on 2\ell^{2} (where changing a single coordinate variance preserves equivalence), the product structure of the spectral covariance CΦ(Emn)=σ2ϕmϕnC_{\Phi}(E_{mn})=\sigma^{2}\phi_{m}\phi_{n} means that altering a single spectral decay coefficient ϕk\phi_{k} changes the covariance eigenvalue for every matrix unit EknE_{kn}, n=0,1,2,n=0,1,2,\ldots–infinitely many eigenvalues. This is why even a rank-11 perturbation of D0D_{0} produces mutual singularity on the infinite-dimensional space HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H).

At finite spectral rank NN (Example 3.13), the configuration space ΩN\Omega_{N} is finite-dimensional and all nondegenerate Gaussians are equivalent–the Feldman–Hájek dichotomy does not apply. The singularity is a genuinely infinite-dimensional phenomenon arising from the product structure of operator-space Gaussians.

Remark 4.5.

Proposition 4.3 is the key surprise: backgrounds that are arbitrarily close in Hilbert–Schmidt norm still generically produce mutually singular reference measures in infinite dimensions. In contrast, at finite rank (Example 3.13), perturbatively close backgrounds give equivalent (non-singular) measures. The singularity is a genuinely infinite-dimensional obstruction.

We note that the universal singularity depends on the product structure CΦ(Emn)=σ2ϕmϕnC_{\Phi}(E_{mn})=\sigma^{2}\phi_{m}\phi_{n} of the two-sided covariance. A different covariance ansatz (e.g., diagonal in the energy basis with independent variances, or an anticommutator form Φ0A+AΦ0\Phi_{0}A+A\Phi_{0}) could give a different singularity landscape; in particular, product-free covariances need not amplify a single spectral change to infinitely many coordinates. The physical content of Proposition 4.3 is therefore tied to the two-sided structure (10), which is the natural spectral-equivariant choice but not the unique one.

4.2 Pro-torsor construction

Since the completed measures {μD0}D0\{\mu_{D_{0}}^{\hbar}\}_{D_{0}\in\mathcal{B}} for different backgrounds live in mutually singular measure classes, they cannot be assembled into a single probability measure. Instead, they form a pro-torsor.

Let reg\mathcal{B}^{\mathrm{reg}} denote the set of regular compact-resolvent backgrounds (those admitting local charts with smooth overlap maps), and let {Ua}a𝒜\{U_{a}\}_{a\in\mathcal{A}} be a regular atlas. For each chart UaU_{a} and spectral rank NN, the finite-rank completed measure μa,N\mu_{a,N}^{\hbar} is a probability measure on the finite-dimensional space Ωa,N\Omega_{a,N}.

On overlaps UaUbU_{a}\cap U_{b}, the measures μa,N\mu_{a,N}^{\hbar} and (Fab,N)*μa,N(F_{ab,N})_{*}\mu_{a,N}^{\hbar} are mutually absolutely continuous (at finite rank, Gaussians with different means/covariances are equivalent, not singular). The Radon–Nikodym derivative

gab,N:=d(Fab,N)*μa,Ndμb,Ng_{ab,N}\;:=\;\frac{\mathrm{d}(F_{ab,N})_{*}\mu_{a,N}^{\hbar}}{\mathrm{d}\mu_{b,N}^{\hbar}} (17)

is a strictly positive measurable function satisfying the Čech cocycle condition

gac,N=gbc,Ngab,Non triple overlaps.g_{ac,N}=g_{bc,N}\,g_{ab,N}\qquad\text{on triple overlaps}. (18)

Theorem 4.6 (Pro-torsor existence).

The overlap cocycles {gab,N}\{g_{ab,N}\} define a projective system 𝒯={𝒯N}N0\mathcal{T}_{\bullet}=\{\mathcal{T}_{N}\}_{N\geq 0} of >0\mathbb{R}_{>0}-torsors on the regular admissible atlas. The truncation maps πMN\pi_{M\to N} intertwine the torsors at different levels, making 𝒯\mathcal{T}_{\bullet} into a pro-torsor.

Proof.

The cocycle condition (18) is verified by the chain rule for Radon–Nikodym derivatives. At each fixed NN, this defines an >0\mathbb{R}_{>0}-torsor by standard sheaf theory. The intertwining follows from the projective compatibility (Proposition 3.8): pushforward along πMN\pi_{M\to N} maps the level-MM cocycle to the level-NN cocycle. ∎

Remark 4.7 (Finite rank versus the projective limit).

It is important to note where the torsor structure lives and where the obstruction lies. At every fixed finite rank NN, the overlap measures are mutually absolutely continuous (finite-dimensional Gaussians with different parameters are equivalent, not singular), so the torsor 𝒯N\mathcal{T}_{N} exists and is even smoothly trivializable by a partition-of-unity argument. The Feldman–Hájek obstruction (Theorem 4.1) manifests only in the projective limit NN\to\infty, where different background sectors produce mutually singular ambient measures. The pro-torsor 𝒯\mathcal{T}_{\bullet} encodes this transition: each finite level is trivializable, but the full tower is not, because no projectively compatible trivialization can be chosen across all levels simultaneously (this is the content of the principal no-section theorem, Theorem 5.10).

4.3 Scalar-expectation no-go

Theorem 4.8 (Scalar-expectation no-go).

The following are equivalent:

  1. (i)

    For every bounded measurable scalar observable OO on ΩN\Omega_{N}, the integral Odνa,N\int O\,\mathrm{d}\nu_{a,N} is chart-independent for every choice of normalized representative νa,N\nu_{a,N} in the torsor.

  2. (ii)

    On every overlap, νb,N=(Fab,N)*νa,N\nu_{b,N}=(F_{ab,N})_{*}\nu_{a,N}.

  3. (iii)

    All overlap factors are trivial: gab,N=1g_{ab,N}=1.

A nontrivial pro-torsor does not canonically define expectations of ordinary scalar observables.

Proof.

(i)\Rightarrow(iii): Apply (i) to indicator functions. If 1Udνa,N=1Ugab,Ndνa,N\int 1_{U}\,\mathrm{d}\nu_{a,N}=\int 1_{U}\,g_{ab,N}\,\mathrm{d}\nu_{a,N} for all measurable UU, then gab,N=1g_{ab,N}=1 a.e. (iii)\Rightarrow(ii)\Rightarrow(i) is immediate. ∎

Figure 3: Structure of the pro-torsor. Each background sector carries a canonical local Gibbs measure, but different sectors are mutually singular (\perp, Feldman–Hájek rigidity). No single global probability measure exists. The pro-torsor 𝒯\mathcal{T}_{\bullet} supports density-valued observables (chart-invariant pairing) but not ordinary scalar expectations, which require external state data.

4.4 Density-valued observables and the Wilsonian effective action

Despite the scalar no-go, there exists a canonical pairing.

Definition 4.9 (Dual density line).

The dual observable density line at level NN is 𝒪N:=𝒯N1\mathcal{O}_{N}:=\mathcal{T}_{N}^{-1}, with local sections sas_{a} satisfying sb=gab,N1sas_{b}=g_{ab,N}^{-1}\,s_{a} on overlaps.

Proposition 4.10 (Chart-invariant pairing).

If s={sa}s=\{s_{a}\} is a section of 𝒪N\mathcal{O}_{N}, then Ia(s):=sadνa,NI_{a}(s):=\int s_{a}\,\mathrm{d}\nu_{a,N} is chart-independent.

Proof.

sbdνb,N=gab,N1sagab,Ndνa,N=sadνa,N\int s_{b}\,\mathrm{d}\nu_{b,N}=\int g_{ab,N}^{-1}s_{a}\cdot g_{ab,N}\,\mathrm{d}\nu_{a,N}=\int s_{a}\,\mathrm{d}\nu_{a,N}. ∎

Proposition 4.11 (Wilsonian effective action as density-valued observable).

For M>NM>N, define the Wilsonian effective action

ΓN(x):=logπMN1(x)eΓM(x,y)/dγM/Nx(y),\Gamma_{N}(x)\;:=\;-\hbar\log\int_{\pi_{M\to N}^{-1}(x)}e^{-\Gamma_{M}(x,y)/\hbar}\,\mathrm{d}\gamma_{M/N}^{x}(y), (19)

where γM/Nx\gamma_{M/N}^{x} is the conditional Gaussian on the fiber and ΓM(x,y):=S(πM1(x,y))\Gamma_{M}(x,y):=S(\pi_{M}^{-1}(x,y)) is the top-rank action serving as the base of the recursion. Then ΓN\Gamma_{N} is a section of the density line 𝒪N\mathcal{O}_{N} and satisfies exact marginalization: ΓN=ΓNπMNeff\Gamma_{N}=\Gamma_{N}\circ\pi_{M\to N}^{\mathrm{eff}}. The difference ΓMΓNπMN\Gamma_{M}-\Gamma_{N}\circ\pi_{M\to N} is chart-independent and physically represents the free-energy cost of integrating out spectral modes between ranks NN and MM.

Proof.

Chart-independence of ΓMΓNπ\Gamma_{M}-\Gamma_{N}\circ\pi follows from the fact that the conditional integration is performed with respect to the reference Gaussian, whose chart-dependent normalization cancels in the difference. The exact marginalization is the compositional property of conditional expectations. ∎

5 No internal trivialization

We now prove that no “internal” axiom–one using only the measure-class data of the pro-torsor–can select a canonical scalar-probability representative.

5.1 Local Gibbs sections

Within a fixed sector (fixed D0D_{0}, fixed γ\gamma, fixed SS), the completed measure μ\mu^{\hbar} is canonically determined.

Theorem 5.1 (Local Gibbs variational principle).

The completed sectorial measure μ\mu^{\hbar} is the unique minimizer of the free-energy functional

F(ν):=1Sdν+DKL(νγ)F(\nu)\;:=\;\frac{1}{\hbar}\int S\,\mathrm{d}\nu\;+\;D_{\mathrm{KL}}(\nu\|\gamma) (20)

over all probability measures νγ\nu\ll\gamma. Moreover, F(ν)=DKL(νμ)logZF(\nu)=D_{\mathrm{KL}}(\nu\|\mu^{\hbar})-\log Z.

Proof.

Write dμ=Z1eS/dγ\mathrm{d}\mu^{\hbar}=Z^{-1}e^{-S/\hbar}\mathrm{d}\gamma. Then log(dν/dμ)=log(dν/dγ)+S/+logZ\log(\mathrm{d}\nu/\mathrm{d}\mu^{\hbar})=\log(\mathrm{d}\nu/\mathrm{d}\gamma)+S/\hbar+\log Z. Integrating against dν\mathrm{d}\nu: DKL(νμ)=DKL(νγ)+(1/)Sdν+logZ=F(ν)+logZD_{\mathrm{KL}}(\nu\|\mu^{\hbar})=D_{\mathrm{KL}}(\nu\|\gamma)+(1/\hbar)\int S\,\mathrm{d}\nu+\log Z=F(\nu)+\log Z. Since DKL0D_{\mathrm{KL}}\geq 0 with equality iff ν=μ\nu=\mu^{\hbar}, the result follows. ∎

5.2 Positive-martingale ambiguity

The local Gibbs section is unique within a fixed sector. However, across the projective tower, there is freedom.

Theorem 5.2 (Martingale classification).

Let {μN}\{\mu_{N}\} be the canonical projective family of completed measures, and let {μN}\{\mu_{N}^{\prime}\} be another projective family with dμN=hNdμN\mathrm{d}\mu_{N}^{\prime}=h_{N}\,\mathrm{d}\mu_{N}, hN>0h_{N}>0. Then {μN}\{\mu_{N}^{\prime}\} is exact-projective iff {hN}\{h_{N}\} is a positive normalized martingale:

𝔼μN+1[hN+1πN+1,N]=hNμN-a.e.\mathbb{E}_{\mu_{N+1}}[h_{N+1}\mid\pi_{N+1,N}]\;=\;h_{N}\qquad\mu_{N}\text{-a.e.} (21)

Nontrivial positive martingales exist generically (under the hypothesis that the truncation fiber is nontrivial).

Proof.

Projective compatibility requires, for every bounded test φ\varphi on ΩN\Omega_{N}: φhNdμN=(φπ)hN+1dμN+1\int\varphi\,h_{N}\,\mathrm{d}\mu_{N}=\int(\varphi\circ\pi)\,h_{N+1}\,\mathrm{d}\mu_{N+1}. The RHS equals φ𝔼[hN+1|N]dμN\int\varphi\,\mathbb{E}[h_{N+1}|\mathcal{F}_{N}]\,\mathrm{d}\mu_{N}. Since φ\varphi is arbitrary, hN=𝔼[hN+1|N]h_{N}=\mathbb{E}[h_{N+1}|\mathcal{F}_{N}]. For existence of nontrivial martingales: take YY bounded, nonconstant, M\mathcal{F}_{M}-measurable for some M>N0M>N_{0}. Set X=Y𝔼[Y|N0]X=Y-\mathbb{E}[Y|\mathcal{F}_{N_{0}}] (centered), choose ε>0\varepsilon>0 small enough that h:=1+εX>0h:=1+\varepsilon X>0 a.s. Then 𝔼[h]=1\mathbb{E}[h]=1, hh is nonconstant, and hN:=𝔼[h|N]h_{N}:=\mathbb{E}[h|\mathcal{F}_{N}] defines a nontrivial martingale with hN=1h_{N}=1 for NN0N\leq N_{0}. ∎

5.3 Failure of symmetry, semiclassical matching, and background covariance

Proposition 5.3 (Symmetry does not kill the freedom).

If there exists a bounded nonconstant gauge-invariant observable OO, then h:=exp(εO)/𝔼[exp(εO)]h:=\exp(\varepsilon O)/\mathbb{E}[\exp(\varepsilon O)] defines a nontrivial gauge-invariant positive martingale.

Proposition 5.4 (Semiclassical matching does not kill the freedom).

For centered XX and p2p\geq 2, h:=exp(pX)/𝔼[exp(pX)]h^{\hbar}:=\exp(\hbar^{p}X)/\mathbb{E}[\exp(\hbar^{p}X)] is a nontrivial martingale with hN=1+𝒪(p)h_{N}^{\hbar}=1+\mathcal{O}(\hbar^{p}). Matching tree-level and one-loop data does not determine the global representative.

Proposition 5.5 (Background covariance does not kill the freedom).

Given a bounded nonconstant covariant scalar family XaX_{a} satisfying XbFab=XaX_{b}\circ F_{ab}=X_{a} on overlaps, the exponential weights ha:=exp(εXa)/exp(εXa)dμah_{a}:=\exp(\varepsilon X_{a})/\int\exp(\varepsilon X_{a})\,\mathrm{d}\mu_{a} define a nontrivial covariant positive martingale family.

5.4 Tail triviality and finite-cylinder blindness

Theorem 5.6 (Tail triviality).

The tail σ\sigma-algebra 𝒯:=Nσ({\mathcal{T}:=\bigcap_{N}\sigma(\{spectral coordinates outside PN})P_{N}\}) is trivial under γD0,Φ\gamma_{D_{0},\Phi} and hence under μD0\mu_{D_{0}}^{\hbar}.

Proof.

In the eigenbasis, γD0,Φ\gamma_{D_{0},\Phi} is a product of independent Gaussians. By Kolmogorov’s zero-one law, the tail σ\sigma-algebra of a product measure is trivial. Absolute continuity preserves triviality. ∎

Theorem 5.7 (Finite-cylinder blindness).

Let O1,,OmO_{1},\ldots,O_{m} be bounded observables measurable with respect to N0\mathcal{F}_{N_{0}} for some fixed N0N_{0}. Then there exists a nontrivial positive normalized martingale {hN}\{h_{N}\} such that:

  1. (i)

    hN=1h_{N}=1 for all NN0N\leq N_{0};

  2. (ii)

    𝔼μ[Oi]=𝔼μ[Oi]\mathbb{E}_{\mu^{\prime}}[O_{i}]=\mathbb{E}_{\mu}[O_{i}] for all ii;

  3. (iii)

    {hN}\{h_{N}\} is nonconstant for N>N0N>N_{0}.

In particular, no principle built from finitely many finite-rank observables can canonically trivialize the pro-torsor.

Proof.

Constructed in Theorem 5.2: the martingale hN=𝔼[1+εX|N]h_{N}=\mathbb{E}[1+\varepsilon X|\mathcal{F}_{N}] with XX centered and M\mathcal{F}_{M}-measurable (M>N0M>N_{0}) satisfies hN=1h_{N}=1 for NN0N\leq N_{0} and thus preserves all N0\mathcal{F}_{N_{0}}-measurable expectations. ∎

5.5 The principal no-section theorem

The preceding Propositions 5.35.5 and Theorems 5.65.7 carry the physical content of this section: they show that specific candidate selection principles (gauge symmetry, semiclassical matching, background covariance, finite-observable data, tail asymptotics) all fail to remove the martingale freedom. The theorem below is a formal synthesis that unifies these failures into a single algebraic statement. Its proof is short because the hard work is in the propositions above.

Definition 5.8 (Bounded density gauge group).

𝒢bdd([μ]):=L++(Ω,μ)/>0\mathcal{G}^{\mathrm{bdd}}([\mu]):=L^{\infty}_{++}(\Omega,\mu)/\mathbb{R}_{>0}, where L++L^{\infty}_{++} consists of essentially bounded strictly positive measurable functions with essentially bounded inverse, modulo positive constants. The group acts on normalized representatives by [G]ν:=(G/ν[G])ν[G]\star\nu:=(G/\nu[G])\,\nu.

Proposition 5.9 (Free action).

The action of 𝒢bdd\mathcal{G}^{\mathrm{bdd}} on Rep([μ])\mathrm{Rep}([\mu]) is free.

Proof.

[G]ν=ν[G]\star\nu=\nu implies G/ν[G]=1G/\nu[G]=1 ν\nu-a.e., so GG is constant, so [G]=1[G]=1. ∎

Theorem 5.10 (Principal no-section theorem).

Let [μ][\mu] be a nontrivial local completed measure class. Then no internal selector exists: there is no map s:[μ]νRep([μ])s\colon[\mu]\mapsto\nu\in\mathrm{Rep}([\mu]) satisfying [G]s([μ])=s([μ])[G]\star s([\mu])=s([\mu]) for all [G]𝒢bdd[G]\in\mathcal{G}^{\mathrm{bdd}}.

Proof.

Assume ss exists and set ν:=s([μ])\nu:=s([\mu]). Since the truncation tower is nontrivial, 𝒢bdd\mathcal{G}^{\mathrm{bdd}} contains elements [G]1[G]\neq 1 (take G=exp(εX)G=\exp(\varepsilon X) for bounded nonconstant XX). Internality requires [G]ν=ν[G]\star\nu=\nu; freeness (Proposition 5.9) forces [G]=1[G]=1. Contradiction. ∎

Remark 5.11 (Scope of “internal”).

The definition of “internal selector” is restrictive by design: it means a selection rule determined solely by the measure-class data of the pro-torsor. A physically motivated selection rule such as maximum-entropy or minimum free energy uses additional structure (e.g., the entropy functional relative to a specific reference) and is therefore external in the sense of Section 6. The no-section theorem does not exclude such external principles; it states that they cannot be extracted from the pro-torsor itself.

Remark 5.12 (Physical motivation of the bounded density gauge group).

The bounded density gauge group 𝒢bdd\mathcal{G}^{\mathrm{bdd}} acts by multiplicative rescaling of the projective density representatives. Its physical motivation is that any admissible internal selector must be invariant under such rescalings, since the density-valued pairing is defined only up to the chart-dependent normalization. The free action of 𝒢bdd\mathcal{G}^{\mathrm{bdd}} is therefore not an ad hoc symmetry requirement but a structural consequence of the density-valued formalism.

6 External selectors and the finite-rank endpoint

Since no internal axiom suffices, we classify what external data is necessary and sufficient.

6.1 Five-way equivalence

Theorem 6.1 (External selector classification).

Fix a sector σ\sigma and >0\hbar>0. The following are equivalent:

  1. (i)

    A projectively compatible family of probabilities νNμN\nu_{N}\ll\mu_{N}.

  2. (ii)

    A positive mean-one martingale {hN}\{h_{N}\} with hN=dνN/dμNh_{N}=\mathrm{d}\nu_{N}/\mathrm{d}\mu_{N}.

  3. (iii)

    A probability measure νμ\nu\ll\mu on Ω\Omega.

  4. (iv)

    A positive integrable density H=dν/dμH=\mathrm{d}\nu/\mathrm{d}\mu.

  5. (v)

    A projectively normal external state ω\omega.

Moreover, hN=𝔼μ[H|N]h_{N}=\mathbb{E}_{\mu}[H|\mathcal{F}_{N}].

Proof.

(i)\Leftrightarrow(ii) by Theorem 5.2. (i)\Rightarrow(iii) by Kolmogorov extension: each ΩNHSsa(HN)\Omega_{N}\cong\mathrm{HS}_{\mathrm{sa}}(H_{N}) is a finite-dimensional Polish (hence standard Borel) space, and the projective system {ΩN,πMN}\{\Omega_{N},\pi_{M\to N}\} satisfies the hypotheses of Kolmogorov’s existence theorem (see [24]), so a unique Borel probability measure ν\nu on the projective limit Ω:=limΩN\Omega:=\varprojlim\Omega_{N} exists with (πN)*ν=νN(\pi_{N})_{*}\nu=\nu_{N}. (Here Ω\Omega is the cylindrical projective limit, which contains HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) as a measurable subset of full μ\mu-measure; the ambient Gaussian γD0,Φ\gamma_{D_{0},\Phi} is concentrated on HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H) by construction.) (iii)\Leftrightarrow(iv) by Radon–Nikodym. (iv)\Rightarrow(ii) by hN:=𝔼[H|N]h_{N}:=\mathbb{E}[H|\mathcal{F}_{N}] (tower property). (i)\Leftrightarrow(v) by definition. ∎

Theorem 6.2 (Global selector decomposition).

Any probability measure MM^{\hbar} on the total space σΩσ\bigsqcup_{\sigma}\Omega_{\sigma} with sectorwise absolute continuity decomposes as

dM(σ,ω)=ϖ(dσ)Hσ(ω)dμσ(ω),\mathrm{d}M^{\hbar}(\sigma,\omega)\;=\;\varpi^{\hbar}(\mathrm{d}\sigma)\,H_{\sigma}^{\hbar}(\omega)\,\mathrm{d}\mu_{\sigma}^{\hbar}(\omega), (22)

where ϖ\varpi^{\hbar} is a probability measure on the sector space and HσH_{\sigma}^{\hbar} is a normalized positive density for ϖ\varpi-a.e. sector. Conversely, any such pair defines a global selector.

Proof.

Standard disintegration theorem plus fiberwise Radon–Nikodym. ∎

6.2 Sufficiency criterion for levelwise descent

Definition 6.3 (External channel).

A state-independent external channel at level NN is a measurable map BN:ΩNYNB_{N}\colon\Omega_{N}\to Y_{N} with standard Borel codomain, independent of the selected state.

Theorem 6.4 (Sufficiency criterion).

Assume standard Borel spaces. Let B:ΩYB\colon\Omega\to Y be an ambient external channel and BN:ΩNYNB_{N}\colon\Omega_{N}\to Y_{N} a finite-rank channel. The following are equivalent:

  1. (i)

    For every external state ρB*μ\rho\ll B_{*}\mu, the ambient entropic lift dν=(B)dμ\mathrm{d}\nu=(\ell\circ B)\,\mathrm{d}\mu projects to level-NN measures that are local entropic lifts through BNB_{N}.

  2. (ii)

    BNB_{N} is sufficient for BB relative to N\mathcal{F}_{N}: there exists a Markov kernel KN:YN𝒫(Y)K_{N}\colon Y_{N}\to\mathcal{P}(Y) such that Lawμ(B|N)=KN(BNπN)\operatorname{Law}_{\mu}(B|\mathcal{F}_{N})=K_{N}\circ(B_{N}\circ\pi_{N}) μ\mu-a.s.

Proof.

(ii)\Rightarrow(i): Sufficiency gives 𝔼[(B)|N]=TN(BNπN)\mathbb{E}[\ell(B)|\mathcal{F}_{N}]=T_{N}\ell(B_{N}\circ\pi_{N}) where TN(y):=(z)KN(y,dz)T_{N}\ell(y):=\int\ell(z)\,K_{N}(y,\mathrm{d}z). This factors through BNB_{N}, so the level-NN density is a local entropic lift. (i)\Rightarrow(ii): Apply (i) to all bounded positive \ell. By assumption, 𝔼[(B)|N]\mathbb{E}[\ell(B)|\mathcal{F}_{N}] is σ(BNπN)\sigma(B_{N}\circ\pi_{N})-measurable for every such \ell. Monotone class argument gives the kernel KNK_{N}. ∎

6.3 Finite-rank structural consequences

The following results are standard consequences of descriptive set theory on standard Borel spaces (Kuratowski, Lusin–Souslin); their content here lies in the application to the spectral gravity pro-torsor.

Theorem 6.5 (Separating channels must be injective).

Let BN:ΩNYNB_{N}\colon\Omega_{N}\to Y_{N} be a measurable map between standard Borel spaces with σ(BN)=(ΩN)\sigma(B_{N})=\mathcal{B}(\Omega_{N}). Then BNB_{N} is injective.

Proof.

Assume BN(x)=BN(x)B_{N}(x)=B_{N}(x^{\prime}) for xxx\neq x^{\prime}. Since ΩN\Omega_{N} is standard Borel, {x}\{x\} is Borel. If σ(BN)=(ΩN)\sigma(B_{N})=\mathcal{B}(\Omega_{N}), there exists EYNE\subset Y_{N} with {x}=BN1(E)\{x\}=B_{N}^{-1}(E). But BN(x)=BN(x)B_{N}(x)=B_{N}(x^{\prime}) implies xBN1(E)x^{\prime}\in B_{N}^{-1}(E), contradicting x{x}x^{\prime}\notin\{x\}. ∎

Theorem 6.6 (Finite-rank tautology theorem).

Let BN:ΩNYNB_{N}\colon\Omega_{N}\to Y_{N} be injective with both spaces standard Borel. Then BNB_{N} is a Borel re-encoding of the full truncation: there exists a measurable left inverse ΨN:BN(ΩN)ΩN\Psi_{N}\colon B_{N}(\Omega_{N})\to\Omega_{N} with ΨNBN=Id\Psi_{N}\circ B_{N}=\mathrm{Id}.

Proof.

Since ΩN\Omega_{N} is finite-dimensional Polish, choose a Borel isomorphism χN:ΩNdN\chi_{N}\colon\Omega_{N}\to\mathbb{R}^{d_{N}}. Each coordinate χN,j\chi_{N,j} is Borel, hence σ(BN)\sigma(B_{N})-measurable (since BNB_{N} is injective and separating). By the measurable factorization theorem on standard Borel spaces, there exist measurable fN,j:YNf_{N,j}\colon Y_{N}\to\mathbb{R} with χN,j=fN,jBN\chi_{N,j}=f_{N,j}\circ B_{N}. Set ΨN:=χN1(fN,1,,fN,dN)|BN(ΩN)\Psi_{N}:=\chi_{N}^{-1}\circ(f_{N,1},\ldots,f_{N,d_{N}})|_{B_{N}(\Omega_{N})}. Then ΨN(BN(x))=χN1(χN(x))=x\Psi_{N}(B_{N}(x))=\chi_{N}^{-1}(\chi_{N}(x))=x. ∎

Theorem 6.7 (Injective channels are universally sufficient).

If BNB_{N} is injective, then σ(BNπN)=N\sigma(B_{N}\circ\pi_{N})=\mathcal{F}_{N}, and BNB_{N} is sufficient for every ambient channel BB relative to N\mathcal{F}_{N}.

Proof.

By Theorem 6.6, πN=ΨNBNπN\pi_{N}=\Psi_{N}\circ B_{N}\circ\pi_{N}, so N=σ(πN)σ(BNπN)\mathcal{F}_{N}=\sigma(\pi_{N})\subseteq\sigma(B_{N}\circ\pi_{N}). The reverse inclusion is automatic. With N=σ(BNπN)\mathcal{F}_{N}=\sigma(B_{N}\circ\pi_{N}), the regular conditional law Law(B|N)\operatorname{Law}(B|\mathcal{F}_{N}) is automatically σ(BNπN)\sigma(B_{N}\circ\pi_{N})-measurable, giving the kernel KNK_{N} by factorization. ∎

Corollary 6.8 (Only tautological selectors survive).

Every finite-rank selector channel that satisfies the sufficiency criterion must be separating, hence injective, hence a tautological re-encoding of the full truncation.

Definition 6.9 (Non-tautology axiom).

An admissible selector channel satisfies non-tautology if it is not Borel-equivalent to the identity truncation.

Theorem 6.10 (Conditional no-go).

Under the non-tautology axiom, no admissible external selector tower exists.

Proof.

Any admissible channel must be separating (to resolve the density-gauge ambiguity). By Corollary 6.8, it is tautological. This contradicts non-tautology. ∎

Remark 6.11 (Information-theoretic interpretation).

The non-tautology axiom is not ad hoc: it encodes the requirement that a genuine external readout must perform data compression–the channel codomain YNY_{N} should have strictly lower dimension than ΩN\Omega_{N}. A tautological channel merely relabels the data without reducing it, providing no new physical information beyond the full truncation itself. In information-theoretic terms, a tautological channel has zero information loss, which is precisely what a genuine external measurement should avoid.

We note that the logical structure of Theorem 6.10 is transparent: separation (no information loss) and compression (some information loss) are formally incompatible on standard Borel spaces. The physical content is not in this logical incompatibility per se, but in the demonstration that the spectral gravity pro-torsor requires separation (via Theorem 6.4) and that all natural physical channels one might try (Appendix C) fail to achieve it without being tautological. Whether non-standard-Borel or infinite-rank channel towers could evade this constraint is an open question.

7 Compatibility with the Standard Model spectral triple in the Gaussian HS\mathrm{HS}-completion

The Standard Model coupled to Euclidean gravity is encoded in an almost-commutative spectral triple (C(M)𝒜F,L2(M,S)HF,DM1+γ5DF)(C^{\infty}(M)\otimes\mathcal{A}_{F},\;L^{2}(M,S)\otimes H_{F},\;D_{M}\otimes 1+\gamma_{5}\otimes D_{F}), where MM is a compact Riemannian spin 4-manifold, 𝒜F\mathcal{A}_{F} is the finite algebra M3()\mathbb{C}\oplus\mathbb{H}\oplus M_{3}(\mathbb{C}), and DFD_{F} encodes the Higgs–Yukawa sector [14, 28].

The inner fluctuations A=iai[D,bi]+Jai[D,bi]J1A=\sum_{i}a_{i}[D,b_{i}]+Ja_{i}[D,b_{i}]J^{-1} are bounded operators on L2(M,S)HFL^{2}(M,S)\otimes H_{F} and decompose as gauge-connection components (1-forms on MM) and Higgs–Yukawa components (sections of a finite-rank bundle over MM). Both sectors are infinite-dimensional as function spaces on MM: even the Higgs field φC(M,Vint)\varphi\in C^{\infty}(M,V_{\mathrm{int}}) lives in an infinite-dimensional space, since the fiber VintV_{\mathrm{int}} is finite-dimensional but the total section space is not.

  • Geometric sector: The Dirac operator DMD_{M} has compact resolvent on compact MM, and the heat-kernel covariance Φ(u)=eτu\Phi(u)=e^{-\tau u} satisfies nϕn<\sum_{n}\phi_{n}<\infty by Weyl asymptotics (|λn|n1/4|\lambda_{n}|\sim n^{1/4} in d=4d=4). The full pro-torsor construction applies: different background metrics give mutually singular Gaussian references, yielding the pro-torsor structure of Sections 45.

  • Internal sector: Although the internal fluctuations on MM form an infinite-dimensional function space, the internal algebra 𝒜F\mathcal{A}_{F} is finite-dimensional. At the level of the finite spectral triple FF alone (a single “point” of MM), the path integral reduces to an integral over a finite-dimensional matrix space, where Lebesgue measure suffices and no Feldman–Hájek singularity arises [12]. The full field-theoretic internal sector inherits the infinite-dimensional measure problem from the geometric sector through the coupling S[DM,DF,φ]S[D_{M},D_{F},\varphi].

The combined path integral over the almost-commutative spectral triple thus carries the pro-torsor structure in both the geometric and the internal-field-theoretic directions. The Barrett–Glaser finite-dimensional regime is recovered only upon restricting to individual fibers of the internal bundle.

By Theorem 3.9, the one-loop effective action on any finite-rank slice is universal: it depends only on the physical Hessian H*H_{*}, not on the reference weight Φ\Phi. This means that all one-loop predictions extractable from the spectral action–the Weyl-squared coefficient, the graviton propagator structure, the ghost pole, and any laboratory bounds–are automatically Φ\Phi-independent. Appendix D discusses the specific numerical values (obtained from standard heat-kernel data [29, 17, 18] and further developed in [5, 6]) and their derivation; here we emphasize only the structural consequence that the pro-torsor construction preserves the perturbative physics of the spectral action.

8 Comparison with discrete quantum gravity

The pro-torsor structure, and in particular the necessity of external state data, is not unique to the spectral action approach. We briefly compare with three related programs.

Barrett–Glaser random NCG. Barrett and Glaser [12] compute the path integral over finite-rank spectral triples using Lebesgue measure on matrix space. At fixed rank NN, the configuration space is finite-dimensional, no Feldman–Hájek singularity arises, and ordinary scalar expectations are well-defined. The pro-torsor is a continuum limit phenomenon: it appears precisely when NN\to\infty and the configuration space becomes infinite-dimensional. The pro-torsor theorem thus characterizes the obstruction to taking the continuum limit of Barrett–Glaser-type models.

Causal Dynamical Triangulations (CDT). In CDT [8, 7], the partition function is defined by summing over all causal triangulations of a fixed spacetime topology with specified initial and final spatial slices. The choice of topology and boundary conditions constitutes precisely the “external state data” that the pro-torsor demands. Within the spectral action framework, our result gives a theorem-level justification of this practice: in spectral gravity, boundary or external state data is mathematically necessary for defining scalar expectations. We note that the CDT boundary conditions are fundamentally tied to Lorentzian causal structure, whereas the present framework is strictly Euclidean. The extent to which the pro-torsor obstruction persists, is modified, or is resolved under Lorentzian continuation remains an important open question (see also Section 9).

Holographic correspondence. In the AdS/CFT correspondence, the boundary CFT data determines the bulk gravitational path integral. The boundary data is the concrete realization of the “external state” in our classification. There is a loose analogy: the bulk pro-torsor is resolved by boundary/external information, much as the bulk path integral in holography is resolved by boundary CFT data. However, this analogy is only structural–no concrete mathematical correspondence between the external state data (ϖ,Hσ)({\varpi}^{\hbar},H_{\sigma}^{\hbar}) and a boundary theory has been established.

9 What this paper does not show

  1. 1.

    This paper does not address Lorentzian continuation. The entire construction is Euclidean. The interface with the fakeon prescription [9, 10], which governs the Lorentzian propagator at the ghost pole, is an open problem.

  2. 2.

    This paper does not choose an external state. The classification tells us what data is needed, not which data is correct. The physical selection of sector weights and terminal densities requires additional input (cosmological boundary conditions, holographic data, or a new postulate).

  3. 3.

    This paper does not construct the admissible atlas for the Standard Model spectral triple in full detail. Section 7 provides a sketch; a complete construction requires control of the gauge quotient and Gribov-type issues.

  4. 4.

    This paper does not take the gauge quotient. The construction is performed on the pre-quotient space HSsa(H)\mathrm{HS}_{\mathrm{sa}}(H), not on the physical moduli space HSsa(H)/𝒰\mathrm{HS}_{\mathrm{sa}}(H)/\mathcal{U}. It is conceivable that Feldman–Hájek singularity between two backgrounds D0D_{0} and D0D_{0}^{\prime} is a gauge artifact: if D0=UD0U*D_{0}^{\prime}=UD_{0}U^{*} for some unitary UU, the two sectors lie on the same gauge orbit and should be identified. After the quotient, the effective singularity landscape could be smaller, or the pro-torsor could trivialize partially. Settling this requires a Faddeev–Popov analysis and Gribov-copy control, which we defer.

  5. 5.

    This paper does not address the causal-set interface. The connection between the pro-torsor on Dirac-operator space and causal-set dynamics is an open structural question.

  6. 6.

    A stronger claim–that the pro-torsor is the final non-perturbative formulation–would require either accepting the torsor/density language as physically complete, or finding the external state postulate. Neither is done here.

  7. 7.

    This paper does not investigate whether a non-Gaussian completion (e.g., using a cylindrical measure, a non-trace-class reference, or a genuinely non-Gaussian base measure on a larger carrier space) could avoid the pro-torsor obstruction. Since the Feldman–Hájek singularity is specific to Gaussian measures, the obstruction landscape for non-Gaussian references may be qualitatively different. This is the most natural extension direction.

  8. 8.

    This paper does not compare the Gaussian reference measure against alternative non-perturbative regularization schemes (lattice discretization, discrete spectral cutoff, or adding higher-order coercive invariant terms to the action). Whether such alternatives provide coercivity without introducing the Feldman–Hájek singularity is an open question that could qualitatively change the obstruction landscape.

9.1 Conclusion

The results of this paper are not a dead end but a structural clarification. The non-perturbative spectral gravity measure has a precise mathematical form: a pro-torsor of local completed measure classes, equipped with density-valued observables and a canonical Gibbs variational principle in each sector. The density-valued pairing (Proposition 4.10) and the Wilsonian effective action (Proposition 4.11) provide concrete, canonically defined observables within this framework.

The principal no-section theorem establishes that this pro-torsor cannot be canonically trivialized by any internal axiom, including symmetry, semiclassical matching, background covariance, or finite-observable selection. The only route to ordinary scalar expectations passes through genuinely external data–sector weights and terminal densities–whose physical origin remains an open question.

At finite spectral rank, every admissible external selector channel is forced to be a tautological re-encoding of the full truncation (Corollary 6.8). Under the explicit non-tautology axiom, this yields a complete no-go for non-trivial external selector towers.

All existing one-loop predictions of spectral causal theory [5, 6, 2, 4, 3] are universally preserved, independent of the Gaussian reference.

Primary falsifier. The principal no-section theorem would be falsified by the construction of a canonical background-independent probability measure on the full Dirac-operator space, or by a nontrivial non-tautological external selector tower.

Status summary.

Result Status Reference
Sectorial existence Proven Thm. 3.5
Pro-torsor structure Proven Thm. 4.6
Scalar-expectation no-go Proven Thm. 4.8
Principal no-section Proven Thm. 5.10
External classification Proven Thm. 6.1
Finite-rank tautology Proven Thm. 6.6
One-loop universality Proven Thm. 3.9
Full no-go (under NT) Conditional Thm. 6.10

Appendix A Smooth-window C2C^{2} convergence

We provide the full proof of Theorem 2.5 under hypotheses (A1)(A4).

The first derivative of the spectral action uses the Hellmann–Feynman formula:

iTrφ(D)=nφ(λn)ψn,Diψn,\partial_{i}\operatorname{Tr}\,\varphi(D)\;=\;\sum_{n}\varphi^{\prime}(\lambda_{n})\,\langle\psi_{n},D_{i}\,\psi_{n}\rangle, (23)

where Di:=iDD_{i}:=\partial_{i}D. Under (A2), the matrix elements satisfy |ψn,Diψn|C(1+|λn|)|\langle\psi_{n},D_{i}\,\psi_{n}\rangle|\leq C(1+|\lambda_{n}|), and the sum converges absolutely for Schwartz φ\varphi^{\prime}.

The second derivative involves the double sum:

ijTrφ(D)=nφ(λn)ψn,Dijψn+mnφ[1](λm,λn)ψm,Diψnψn,Djψm,\partial_{ij}\operatorname{Tr}\,\varphi(D)\;=\;\sum_{n}\varphi^{\prime}(\lambda_{n})\,\langle\psi_{n},D_{ij}\,\psi_{n}\rangle\;+\;\sum_{m\neq n}\varphi^{\prime[1]}(\lambda_{m},\lambda_{n})\,\langle\psi_{m},D_{i}\,\psi_{n}\rangle\,\langle\psi_{n},D_{j}\,\psi_{m}\rangle, (24)

where φ[1](x,y):=(φ(x)φ(y))/(xy)\varphi^{\prime[1]}(x,y):=(\varphi^{\prime}(x)-\varphi^{\prime}(y))/(x-y) is the first divided difference of φ\varphi^{\prime} (equivalently, the second divided difference of φ\varphi). Under (A2) and (A3), the double sum is bounded by

m,n|φ[1](λm,λn)|C2(1+|λm|)(1+|λn|),\sum_{m,n}|\varphi^{\prime[1]}(\lambda_{m},\lambda_{n})|\cdot C^{2}(1+|\lambda_{m}|)(1+|\lambda_{n}|),

and under (A4) (Schwartz decay of φ[1]\varphi^{\prime[1]} in both arguments), this converges. The remainder rR=(1χR)hr_{R}=(1-\chi_{R})h satisfies rR0r_{R}\to 0 in Schwartz, so all these sums converge to zero uniformly on compact sets.

The rate estimate (9) follows from |rR(λ)|CM(1+R)M|r_{R}(\lambda)|\leq C_{M}(1+R)^{-M} for |λ|>R|\lambda|>R and the Weyl counting bound N(R)CRdN(R)\leq CR^{d}: the tail contribution to the trace is bounded by CRdCM(1+R)M=C(1+R)dMCR^{d}\cdot C_{M}(1+R)^{-M}=C(1+R)^{d-M}.

Appendix B Cameron–Martin obstruction and tail proofs

B.1 Cameron–Martin space

The Cameron–Martin space of γD0,Φ\gamma_{D_{0},\Phi} is

HCM(Φ)={hX:Φ01/2hΦ01/2HS(H)},H_{\mathrm{CM}}(\Phi)\;=\;\bigl\{h\in X:\Phi_{0}^{-1/2}\,h\,\Phi_{0}^{-1/2}\in\mathrm{HS}(H)\bigr\}, (25)

with norm hCM2=σ2Φ01/2hΦ01/2HS2\|h\|_{\mathrm{CM}}^{2}=\sigma^{-2}\|\Phi_{0}^{-1/2}\,h\,\Phi_{0}^{-1/2}\|_{\mathrm{HS}}^{2}.

B.2 Geometric chart shifts are not Cameron–Martin

Let Δ\Delta be a nonzero classical pseudodifferential operator of order r0r\geq 0 on a compact 4-manifold. For Sobolev covariance with s>2s>2, the operator (1+D02/Λ2)s/2Δ(1+D02/Λ2)s/2(1+D_{0}^{2}/\Lambda^{2})^{s/2}\,\Delta\,(1+D_{0}^{2}/\Lambda^{2})^{s/2} has order 2s+r>42s+r>4, but Hilbert–Schmidt operators on a compact 4-manifold have order <2<-2. Hence ΔHCM(Φs)\Delta\notin H_{\mathrm{CM}}(\Phi_{s}).

For heat-kernel covariance, the diagonal elements satisfy ke2τλk2/Λ2|ek,Δek|2=+\sum_{k}e^{2\tau\lambda_{k}^{2}/\Lambda^{2}}\,|\langle e_{k},\Delta\,e_{k}\rangle|^{2}=+\infty (exponential growth dominates polynomial decay of matrix elements). Hence ΔHCM(Φτ)\Delta\notin H_{\mathrm{CM}}(\Phi_{\tau}).

This proves that a fixed global covariance does not make generic geometric chart translations quasi-invariant: the measures before and after translation are mutually singular.

Appendix C Natural coarse candidate eliminations

We state the negative results for six natural finite-rank selector patterns. Each exploits the structural theorem (Corollary 6.8): a separating channel must be injective and hence tautological.

  1. 1.

    Conjugacy-invariant spectral channels. Mapping ASpec(PN(D0+A)PN)A\mapsto\mathrm{Spec}(P_{N}(D_{0}+A)P_{N}) is conjugacy-invariant and hence not injective on ΩN/U(N)\Omega_{N}/U(N) (all unitarily equivalent fluctuations give the same spectrum). Non-separating.

  2. 2.

    Compression-only boundary channels. Projecting to a fixed proper subspace QPNQ\subsetneq P_{N} discards information: different AA can give the same QAQQAQ. Non-separating.

  3. 3.

    Equivariant boundary functionals. Any bounded equivariant map BN:ΩNYNB_{N}\colon\Omega_{N}\to Y_{N} that is natural under the spectral gauge group cannot separate orbits that the gauge group identifies. Non-injective.

  4. 4.

    Standard SJ boundary truncations. The Sorkin–Johnston state [1] on a proper subspace boundary is a function of the boundary correlation matrix, which has lower dimension than ΩN\Omega_{N}. Non-separating when the full covariance is considered.

  5. 5.

    Proper-subspace SJ under relative phase-covariance. Even weakening to relative-phase covariance, the SJ-type channel on a proper subspace has codomain dimension strictly less than dimΩN\dim\Omega_{N}. Non-separating.

  6. 6.

    Finite families of correlators.kk correlator functions on a proper test subspace define a map ΩNk\Omega_{N}\to\mathbb{R}^{k} with k<dimΩNk<\dim\Omega_{N}. Cannot be injective by dimension counting.

Appendix D One-loop spectral coefficients: conventions and sources

This appendix summarizes the one-loop results derived in [5, 3, 6] and specifies the conventions used in the present paper. The full derivations, including per-spin form factors and their verification, can be found in the cited references.

The coefficient αC\alpha_{C} is defined as the total Weyl-squared coefficient in the one-loop effective action of the spectral action with Standard Model content. Its value αC=13/120\alpha_{C}=13/120, as derived in [5], is computed from the nonlocal heat-kernel form factors hC(s)(z)h_{C}^{(s)}(z) for spins s=0,1/2,1s=0,1/2,1, evaluated at the local limit z=0z=0. The computation proceeds in three steps [5]:

  1. 1.

    Per-spin form factors. The Seeley–DeWitt technique [29, 18] gives the nonlocal form factor hC(s)(z)h_{C}^{(s)}(z) for each spin. At z=0z=0: hC(0)(0)=1/12h_{C}^{(0)}(0)=1/12, hC(1/2)(0)=(3φ(0)1)/6=1/3h_{C}^{(1/2)}(0)=(3\varphi(0)-1)/6=1/3 (with φ(0)=1\varphi(0)=1), hC(1)(0)=φ(0)/4=1/4h_{C}^{(1)}(0)=\varphi(0)/4=1/4. These are the per-field contributions to the Weyl-squared form factor [18].

  2. 2.

    Standard Model multiplicities. The SM field content entering the spectral action [14, 17] is: Ns=4N_{s}=4 real scalars (Higgs doublet), ND=Nf/2=45/2N_{D}=N_{f}/2=45/2 Dirac fermions (three generations, with colour), Nv=12N_{v}=12 gauge vectors (SU(3)×SU(2)×U(1)\mathrm{SU}(3)\times\mathrm{SU}(2)\times\mathrm{U}(1)).

  3. 3.

    Total coefficient.

    αC=Ns2hC(0)(0)+ND2hC(1/2)(0)+Nv2hC(1)(0)=424+4512+128=16+154+32.\alpha_{C}\;=\;\frac{N_{s}}{2}\,h_{C}^{(0)}(0)+\frac{N_{D}}{2}\,h_{C}^{(1/2)}(0)+\frac{N_{v}}{2}\,h_{C}^{(1)}(0)\;=\;\frac{4}{24}+\frac{45}{12}+\frac{12}{8}\;=\;\frac{1}{6}+\frac{15}{4}+\frac{3}{2}. (26)

    This does not yield 13/12013/120; the factors of 1/21/2 and the precise relation between hC(s)(0)h_{C}^{(s)}(0) and the Weyl-squared coefficient βW(s)\beta_{W}^{(s)} in the effective action depend on conventions (trace normalization, Euclidean vs. Lorentzian, factor of 16π216\pi^{2}). In the convention of [5], αC:=F1(0)16π2\alpha_{C}:=F_{1}(0)\cdot 16\pi^{2} where F1(0)=13/(1920π2)F_{1}(0)=13/(1920\pi^{2}), giving αC=13/120\alpha_{C}=13/120. The intermediate per-spin coefficients are: βW(0)=1/120\beta_{W}^{(0)}=1/120 (per real scalar), βW(1/2)=1/20\beta_{W}^{(1/2)}=1/20 (per Dirac fermion), βW(1)=1/10\beta_{W}^{(1)}=1/10 (per gauge vector including ghost subtraction). These match the standard tables [29, 17, 23]. The following multiplicity cross-check serves only to verify conventions and does not by itself yield the final coefficient αC\alpha_{C}. The total NsβW(0)+NDβW(1/2)+NvβW(1)N_{s}\beta_{W}^{(0)}+N_{D}\beta_{W}^{(1/2)}+N_{v}\beta_{W}^{(1)} gives 4/120+(45/2)/20+12/10=1/30+9/8+6/513/1204/120+(45/2)/20+12/10=1/30+9/8+6/5\neq 13/120; the discrepancy arises because βW(s)\beta_{W}^{(s)} as tabulated in [17] are the full one-loop a4a_{4} coefficients (including R2R^{2} cross-terms), not pure Weyl-squared coefficients. The pure Weyl-squared extraction requires projecting onto the traceless part of the curvature endomorphism, which reduces the effective multiplicities. The explicit projection is carried out in [5], and the result αC=13/120\alpha_{C}=13/120 is independently verified numerically at 100-digit precision and against [18].

The local spin-2 scale is m2loc=Λ60/132.148Λm_{2}^{\rm loc}=\Lambda\sqrt{60/13}\approx 2.148\Lambda. The first positive Euclidean zero of the full nonlocal denominator is z02.4148z_{0}\approx 2.4148, giving the exact-zero scale m2exact=z0Λ1.554Λm_{2}^{\rm exact}=\sqrt{z_{0}}\Lambda\approx 1.554\Lambda as derived in [5]. These two numbers must not be identified: the former is the local/Stelle expansion, while the latter is the full nonlocal TT zero of 1+(13/60)zF^1(z)1+(13/60)z\hat{F}_{1}(z). The previously used Λ>8.50meV\Lambda>8.50\,\mathrm{meV} bound from GWTC-3 is a formal off-shell MYW translation of the wave-operator coefficient. It should not be reported as the latest physical on-shell GW dispersion bound unless the current GWTC-4.0 MDR data release is reanalyzed in the SCT convention.

By Theorem 3.9, all these quantities are extracted from the ζ\zeta-regularized physical Hessian (Remark 3.10) and are independent of the choice of Gaussian reference weight Φ\Phi.

Conflict of interest

The authors declare no conflict of interest.

Use of AI tools

Large language models (Claude, Anthropic) were used for code generation and numerical verification scripting. All mathematical definitions, theorem statements, proofs, physical arguments, and scientific conclusions were formulated and verified by the authors. The AI-generated code was independently validated against analytical results.

Formal verification artifact.

A Lean 4 formalization of the theorem-status layer and certificate dependencies is supplied as Online Resource 1 (ESM_1_Lean_formalization.zip). The aggregate module is SCT.NonPerturbative.NonPerturbative. The artifact is deliberately certificate-based: analytic hypotheses such as trace-class criteria, Feldman–Hájek hypotheses, Laplace expansion assumptions, and selector measurability are explicit certificate inputs, while Lean checks the logical dependency graph, status taxonomy, no-section consequences, selector endpoint, and one-loop universality consequences within those hypotheses.

Supplementary Information

Online Resource 1: ESM_1_Lean_formalization.zip (Lean 4 source archive). This archive contains the formal theorem-status layer and certificate dependency graph associated with the non-perturbative measure construction, pro-torsor obstruction, principal no-section theorem, external selector endpoint, and one-loop universality consequences.

Code and data availability.

No external research datasets were used or analysed in this study. The only generated data are the numerical outputs used for the two-mode matrix-model figure, partition-function checks, and 100-digit verification of one-loop coefficients. These outputs are reproducible from the formulas and parameter values stated in the manuscript. The computations were performed using Python 3.12 with the mpmath arbitrary-precision library (tanh-sinh quadrature for infinite-domain integrals, with 100-digit working precision and absolute tolerance 105010^{-50}) and SciPy. The Lean 4 formalization is supplied as Online Resource 1. Reproduction scripts are available from the corresponding author upon reasonable request.

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